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04/04/2016 - City Council Finance CommitteeFINANCE COMMITTEE MEETING MONDAY, APRIL 4, 2016 12:00 p.m. CITY HALL SECOND FLOOR CONFERENCE AGENDA I. AGENDA ADOPTION II. CABLE FRANCHISE AGREEMENTS UPDATE III. OTHER BUSINESS IV. ADJOURNMENT Agenda Information Memo Finance Committee Meeting Monday, April 4, 2016 III. CABLE FRANCHISE AGREEMENTS UPDATE ACTION TO BE CONSIDERED: Hear overview of CenturyLink Cable Franchise negotiations and provide direction to staff whether franchise is ready to be brought forward to the full City Council for public hearing and action on April 19, 2016. FACTS: • As detailed more fully in the draft Resolution attached, last spring the City of Eagan received an inquiry from CenturyLink about initiating proceedings to obtain a cable franchise from the City. • Notices of intent to solicit franchise proposals were published by the City in June, and in July a proposal was received from CenturyLink (but not Comcast or any other providers) and on July 21 a public hearing was held to determine CenturyLink's application and review its qualifications to operate a cable system within the franchise territory. • The City Council determined that CentryLink was a qualified applicant and negotiations with staff and our franchise attorney, Mr. Brian Grogan, of Moss & Barnett, commenced with the company. • Communications Director Garrison and Attorney Grogan believe those negotiations have resulted in a franchise document with several advantages for the City and that the franchise is ready for Council action pending Finance Committee review and concurrence. • Please review the attached memo from Mr. Grogan, the proposed Findings of Fact and Resolution, and the franchise document itself. • Mr. Grogan and Director Garrison will provide a brief overview and be available for questions. If time permits, they would also like to provide an update on negotiations with Comcast. ATTACHMENTS: (4) • Franchise Memo • Proposed Findings of Fact • Draft Slide Presentation for Council • Draft Franchise MEMORANDUM To: Finance Committee and City Council - City of Eagan, Minnesota From: Brian Grogan, Esq. Date: March 21, 2016 Re: Competition in Cable Communications Franchising Executive Summary The City of Eagan, Minnesota ("City') is considering the grant of a competitive cable franchise to Qwest Broadband Services, Inc., d/b/a CenturyLink ("CenturyLink') in a service area for which Comcast holds an existing franchise. This memorandum is intended to assist the Finance Committee and the City Council to consider the proposed CenturyLink Cable Television Franchise Ordinance ("CenturyLink Franchise's by summarizing the legal issues surrounding its terms that relate to competition in the cable communications industry. Details The City previously adopted a resolution finding CenturyLink to be legally, technically and financially qualified to provide cable communication services to residents of the City. In connection with that finding, the City Council authorized staff to negotiate with CenturyLink to seek mutually acceptable terms for the CenturyLink Franchise. Those negotiations are now complete and have resulted in the proposed CenturyLink Franchise enclosed as Exhibit 1. City staff also prepared for the Finance Committee's and City Council's review and consideration, written "findings of fact," enclosed as Exhibit 2, setting forth the factual and legal basis for the grant of the CenturyLink Franchise and the impact of relevant state and federal competitive cable franchise laws and regulations. 150 South Fifth Street I Suite 1200 Minneapolis, MN 55402 P:612-877-5000 F:612-877-5999 W:LawMoss.com City of Eagan, Minnesota March 21, 2016 Page 2 Build -out To help promote competition in and minimize unnecessary regulatory burdens on the communications industry, the Cable Communications Policy Act of 1984, as amended by the Consumer Protection and Competition Act of 1992 and Telecommunications Act of 1996 (the "Cable Act') prohibits local franchising authorities from granting exclusive cable communications franchises or unreasonably refusing to award an additional franchise to a qualified applicant.' Federal Communications Commission ("FCC's, which administers the Cable Act, addressed competitive cable franchising in its 2007 Report and Order and Further Notice of Rulemaking (generally referred to as the "621 Order" after its subject, Section 621 of the legislation that became the Cable Act). The 621 Order explained that an unreasonable refusal in contravention the Cable Act could occur not only by outright denial of a franchise application, but also by conditions that operate as de facto denials. One variety of de facto denial addressed by the 621 Order is the imposition of unreasonable build out requirements that act as a barrier for an additional cable provider to enter a market with an existing franchise: Build -out requirements deter market entry because a new entrant generally must take customers from the incumbent cable operator .... Because the second provider realistically cannot count on acquiring a share of the market similar to incumbent's share, the second entrant cannot justify a large initial deployment. Rather, a new entrant must begin offering service within a smaller area to determine whether it can reasonably ensure a return on its investment before expanding.' ' 47 U.S.C. § 541(a)(1). 2 621 Order at ¶ 35. City of Eagan, Minnesota March 21, 2016 Page 3 The 621 Order did not prohibit all build out requirements, but instead provided examples of unreasonable build out requirements - and of reasonable ones, such as a small initial and required expansion triggered by market success.' Minnesota Statutes Chapter 238, which establishes statewide cable communications requirements, also addresses build out by requiring "a provision in initial franchises identifying. a schedule showing: ... that construction throughout the authorized franchise area must be substantially completed within five years of the granting of the franchise."4 CenturyLink takes position that Minnesota's five year build out requirement is unreasonable under the 621 Order is therefore preempted by the federal law. Comcast disagrees and points to the FCC's recent reaffirmation that the 621 Order's rulings "were intended to apply only to the local franchising process and not to franchising laws and decisions at the state level.i5 The CenturyLink Franchise addresses this issue by requiring a modest initial deployment (at least 15% of the service area within two years) and linking build out requirements to market -success benchmarks that CenturyLink must use its best efforts to meet, but granting the City's sole discretion to determine, at the end of five years, whether CenturyLink has fulfilled its build out obligations to qualify for renewal of the franchise.6 Competitive Equity The Minnesota Cable Communications Statutes also contain a general level -playing -field (i.e., "competitive equity') provision that requires that an additional franchise include no terms conditions "more favorable or less burdensome than those in the existing franchise pertaining (1) the area served; (2) public, educational, or governmental access requirements; or (3) ' Id, at ¶ 89-90. 4 Minn. Stat. § 238.084, subd. 1(m). 5 621 Order at ¶ 7, cited in letter dated July 20, 2015 6 CenturyLink Franchise §§ 2.7 and 2.9. City of Eagan, Minnesota March 21, 2016 Page 4 fees."7 Minnesota courts have interpreted this provision as requiring "substantially similar" - than identical - terms.$ Several attempts have been made to ensure that the CenturyLink Franchise is substantially similar to Comcast's existing franchise: first, the Comcast franchise served as the base document for negotiation of the CenturyLink Franchise; second, the fee percentage required by the CenturyLink Franchise is identical to that required by Comcast's franchise; third, the geographic area (after complete build -out) of the CenturyLink Franchise matches the area specified in Comcast's franchise; and fourth, the CenturyLink Franchise CenturyLink to require substantially similar - if not greater - public, educational, and access. Findings of Fact As previously indicated, whether the City ultimately grants or denies the proposed CenturyLink Franchise, it must examine all of the evidence presented to it, weigh the facts, and apply the correct legal standards. Enclosed as Exhibit 2 are draft findings of fact generally supporting a decision to approve the CenturyLink Franchise. With the caveat that best practices dictate that the final findings of fact should respond to any evidence or argument against approval, the attached findings of fact may serve as a useful starting point if the City Council elects to grant the CenturyLink Franchise. 31922820 7 Minn. Stat. § 238.08, subd. 1(b). s See WH Link, LLC v. City of Otsego, 664 N.W.2d 390, 396 (Minn. Ct. App. 2003). CITY OF EAGAN, MINNESOTA RESOLUTION NO. Regarding an Ordinance Granting a Competitive Cable Franchise to Qwest Broadband Services, Inc., d/b/a CenturyLink RECITALS: WHEREAS, the City of Eagan, Minnesota makes the following FINDINGS OF FACT: 1. In March 2015, Qwest Broadband Services, Inc., d/b/a CenturyLink, Inc. ("CenturyLink") requested that the City of Eagan, Minnesota ("City") initiate proceedings to consider awarding it a franchise to provide cable communications services in the City ("Service Territory"). 2. Comcast of Minnesota, Inc. ("Comcast") holds a non-exclusive cable communications franchise for the Service Territory ("Comcast Franchise"). 3. The Comcast Franchise, which the City last renewed on or about January 1, 2000, is currently the only cable communications franchise for the Service Territory. 4. The monopoly held by a sole cable communication provider in a particular market is a barrier to entry for additional providers, which does not have a captive market but must instead "win" every subscriber.I 5. The presence of a second cable operator in a market improves the quality of offerings and drives down prices by approximately fifteen percent (15%).2 6. On June 12, 2015 and June 19, 2015, the City published a Notice of Intent to Franchise a Cable Communications System ("Notice") in the STW Burnsville/Eagan, a newspaper of general circulation in the Service Territory. 7. The Notice indicated that the City was soliciting franchise applications and provided information regarding the application process, including that applications were required to be submitted on or before July 3, 2015 and that a public hearing to hear proposals from applicants would be held by the City on July 21, 2015 at 6:30 PM. I In the Matter of Section 621(a)(1) of the Cable Communications Policy Act of 1984 as amended by the Cable Television Consumer Protection and Competition Act of 1992, Report and Order and Further Notice of Proposed Rulemaking, MB Docket No. 05-311, at ¶ 138 (Rel. Mar. 5, 2007) ("621 Order"). 2 Id. at ¶¶ 2, 50. 8. The City also mailed copies of the Notice and application materials to and Comcast.3 9. On July 1, 2015, the City received an application from CenturyLink (the "CenturyLink Application"). The City did not receive any other applications. 10. On July 20, 2015, Comcast submitted a letter to the City setting forth its position regarding the CenturyLink Application ("Comcast Letter").4 11. The Comcast Letter expresses concern about CenturyLink's proposal and how CenturyLink will be held to particular provisions of the existing Comcast Franchise.5 12. The Comcast Letter also summarizes Comcast's position regarding build -out requirements and other proposed terms related to competition in the cable industry.6 13. As provided by the Notice, on July 21, 2015 the City held a public hearing during the City's regularly scheduled meeting to consider CenturyLink's application and qualifications. 14. During the July 21, 2015 hearing, CenturyLink presented its proposal and all other interested parties were provided an opportunity to speak and present information to the City regarding the CenturyLink Application. 15. The law firm of Moss & Barnett, a Professional Association prepared a report, dated July 10, 2015 ("Franchise Report"), reviewing and analyzing the applicable franchising procedures, the CenturyLink Application and other information provided by CenturyLink in connection with the July 21, 2015 public hearing.7 16. The Franchise Report identifies and discusses federal and state legal requirements relevant to the City's consideration of the CenturyLink Application, including pertaining to franchising procedures and competition between providers.8 17. The Franchise Report also analyzes information provided by CenturyLink to establish its qualifications to operate a cable communications franchise in the Service Territory.9 3 Notice by the City of Eagan, Minnesota of Its Intent to Consider An Application for a Franchise and Request for Proposals - Official Application Form, 4See, July 20, 2015 letter from Emmett V. Coleman to Tom Garrison, Communications Director for the City, regarding CenturyLink Video Franchise Application. s Id. at 2. G Id. at 1-2. Report to the City of Eagan, Minnesota Regarding Qwest Broadband Services, Inc. d/b/a/ CenturyLink — Proposal for a Cable Communication Franchise, July 10, 2015. 8 Franchise Report at 2-8. 9Id. at 11-12. 2 18. At its meeting on July 21, 2015, the City considered the Franchise Report, along with the information and documentation it had received regarding the CenturyLink Application, and adopted a resolution finding and concluding that the CenturyLink Application complied with the requirements of Minn. Stat. § 238.081 and that CenturyLink is legally, technically, and financially qualified to operate a cable communications system within the Service Territory. 19. As a result of its determination that CenturyLink complied with all application requirements and is a qualified applicant, the City authorized staff to negotiate with CenturyLink, to attempt to reach mutually acceptable terms for such a franchise. 20. In Minnesota, both state and federal law govern the terms and conditions of an additional cable communications franchise in an already -franchised service area. 10 21. The franchising authority may not grant an exclusive franchise or unreasonably refuse to award an additional competitive franchise. 11 22. The franchising authority must allow an applicant reasonable time to become capable of providing cable service to all households in the service area. 12 23. The franchising authority may grant an additional franchise in an already - already -franchised service area if the terms and conditions of the additional franchise are not "more favorable or less burdensome than those in the existing franchise" regarding the area served, the PEG access requirements, and franchise fees. 13 24. The additional franchise must also include, among other things, "a schedule showing ... that the construction throughout the authorized franchise area must substantially completed within five years of the granting of the franchise." 14 25. In order to ensure that any additional franchise granted to CenturyLinlc would contain substantially similar service area, PEG access requirements, and franchise fee to the Comcast Franchise, the City used the Comcast Franchise as the base document for its negotiations. 26. On April 5, 2016, the City Council gave notice that it intended to introduce an ordinance granting a cable communications franchise to CenturyLink. 27. Copies of the CenturyLink Franchise were made available to the public, including Comcast, on or about April 14, 2016. 28. On April 19, 2016, the City Council introduced Ordinance No. an Ordinance of the City of Eagan, Minnesota Granting a Cable Communications 1° See 47 U.S.C. § 541(a)(1); Minn. Stat. §§ 238.08,.084; see also Franchise Report at 2-8. " 47 U.S.C. § 541(a)(1). 12 47 U.S.C. § 541(a)(4). 13 Minn. Stat. § 238.08, subd. 1(b). 14 Minn. Stat. § 238.84, subd. 1(m). 3 Franchise to Qwest Broadband Services, Inc. d/b/a CenturyLink ("CenturyLink Franchise"). 29. The CenturyLink Franchise encompasses the same Service Territory encompassed by the Comcast Franchise. 15 30. The franchise fee percentage required by the CenturyLink Franchise is identical to that required by the Comcast Franchise. 16 31. The PEG access requirements in the CenturyLink Franchise mandate certain obligations, such as HD channel capacity for all PEG channels that go beyond the commitments made in the Comcast franchise.'7 32. The City recognizes that CenturyLink, which currently offers no cable communications services in the Service Territory, cannot justify a large initial deployment because it "realistically cannot count on acquiring a share of the market similar to Comcast's share ... [and] must begin offering service within a smaller area to determine whether it can reasonably ensure a return on its investment before expanding."18 33. The CenturyLink Franchise therefore requires CenturyLink's initial deployment be capable of serving at least fifteen percent (15%) of the living units in the Territory within two (2) years. CenturyLink is further required to commit a significant portion of its initial investment to areas below the median income the City.19 34. The CenturyLink Franchise permits the City to monitor CenturyLink's progress and compliance with build -out requirements via quarterly meeting and accelerates the build -out schedule if CenturyLink has market success, with the goal and expectation that build -out will be substantially complete before the CenturyLink Franchise's five (5) year term expires. 20 35. During its regularly scheduled meeting on April 19, 2016, the City Council held a public hearing at which all interested parties are provided an opportunity to speak and present information regarding the proposed CenturyLink Franchise. WHEREAS, the City has considered these facts and the cable -related needs and interests of the community: NOW THEREFORE, the City Council for the City of Eagan, Minnesota hereby resolves as follows: 15 CenturyLink Franchise §2.6; Comcast Franchise § 2.8. 16 CenturyLink Franchise §7.3; Comcast Franchise § 8.3. 17 CenturyLink Franchise §6 and Exhibit A; Comcast Franchise § 6. 18 621 Order at 13 5. 19 CenturyLink Franchise §2.7. 20 CenturyLink Franchise §2.8 - 2.9. 4 1. The foregoing findings are adopted as the official findings of the City Council and made a part of the official record. 2. The City has authority to adopt an ordinance granting a cable communications franchise to CenturyLink for the Service Territory. 3. The City may not unreasonably refuse to award a competitive cable communications franchise to CenturyLink. 4. The City and its residents will benefit from adoption of the CenturyLink Franchise, which will introduce facilities -based competition into the cable communications market in the Service Territory and thereby reduce costs to consumers and increase the quality and availability of services. 5. CenturyLink is legally, technically, and financially qualified to operate a cable communications system in the Service Territory and has complied with all application requirements. 6. The City has complied with all franchise application requirements imposed by state and federal law, including those identified herein or in the Franchise Report. 7. The terms and conditions of the CenturyLink Franchise pertaining to service area, PEG access requirements, and a franchise fee are not more favorable or less burdensome than the corollary terms of the Comcast Franchise. 8. The CenturyLink Franchise's initial deployment requirement of fifteen percent (15%) within two (2) years and five (5) year timeline for substantially completing build -out provides a reasonable period of time for CenturyLink to become capable of reaching full deployment and is therefore consistent with both state and federal law. 9. The Ordinance Granting a Cable Communications Franchise for Qwest Broadband Services, Inc., d/b/a CenturyLink is formally and finally adopted. 10. The City finds and concludes that its actions are appropriate, reasonable, and consistent in all respects with the mandates set forth in Chapter 238 of Minnesota Statutes and applicable provisions of federal law, including 47 U.S.C. § 541(a). PASSED AND ADOPTED in regular session of the City Council of the City of Eagan, Minnesota this day of , 2016. ATTEST: IN Christina M. Scipioni, City Clerk CITY OF EAGAN, MINNESOTA C 61 Mike Maguire, Mayor w ti NNW 7 4j •N kD (� ,-� a� (� (/) �I --J fu E 0 4- 0 u V)4 .� 4-0 fu V f u L. '- fo 4 0 4- 4 4-J 4-J Ln uu u u qT 0 Y oZS ; IM V rml u 1�9 v4 LU O 3 O c� f au u T) ®® u ® fu L N 0L c f Lf, fo ®® L V) 4 CyLmU °Ln fu� L - • f au ®® 0L c f ®® Vi L °Ln fu� L - Ln -J -0 rl � -3 0 .® 4 0 N ®® m V ® oa N N O x 0 �°u v r` 0 m Ln 0 e® V u r fo 0 fu E e E 'e 0 tv 4-J ®® r 6� V M :3 m V ®Lu 0 ce rn 1 1 , 1 1r` 1 .. 1 fuf ' 4 _ 4—J W U rn L fuf 4 _ 4—J W U V a® fu V a� i 4 a® 4-0 0cuC ®>1 0 I m oa N N O •,v J C A L Eli e V) E .E V fo m CD cn E m .� fu Z c .ui e w O 0 4– D w V 4-J C: U) .- 4 >1 ® u Ln 00) o� 4-J�m M uj CL W fu fa `- u 0 Lu fu 0 4-J fa u a ®® fa 0- ® ® fu 4 4-0fuC •� m Lm F- I oa N �' ,, �: a3: a�; L fj•'�' � � �+�� fi33; �i`?. "��; `'; t 4 ����� ",y=': , J�� "X� �� a3 � 1 g � � � ^r � 4t. � i .TSh*'� . £ �� �.: d i ` s - { �., �' ,, �: a3: a�; L fj•'�' � � �+�� fi33; �i`?. "��; `'; t 4 ����� ",y=': , c� V •� V V L LLW ul J9 ce L 4-J 10 41 E CL ®® m CL0 ul .E O V -W fu fu E ' V O r -I O rn V Ul 0 m E . Q NO 1 O OU W ccnLnoo O L tO o 0 -W fu CY ��cn 0 o � L � Q 4_ a. � r .� ra O O .. ra -�' o ra .°; Q) a -J U)C: Z ._ m L- o ru C6Ln Ln1� Ul W O >cc N m oa ,-� �i r FA TV -tom QWEST BROADBAND SERVICES, 30170400 18, TABLE OF CONTENTS TO BE COMPLETED ONCE DOCUMENT IS FINAL 3017040v6 ORDINANCE NO. AN ORDINANCE GRANTING A FRANCHISE TO QWEST BROADBAND SERVICES, INC. D/B/A CENTURYLINK TO OPERATE, AND MAINTAIN A CABLE SYSTEM IN THE CITY OF EAGAN, MINNESOTA FOR THE PURPOSE OF PROVIDING CABLE SERVICE; PROVIDING FOR REGULATION AND USE OF THE PUBLIC RIGHTS-OF-WAY IN CONJUNCTION WITH THE CITY CODE, PRESCRIBING PENALTIES FOR THE VIOLATION OF THE PROVISIONS HEREIN. The City Council of the City of Eagan, Minnesota ordains: STATEMENT OF INTENT AND The City of Eagan, Minnesota ("City") pursuant to applicable federal and state law is authorized to grant one (1) or more nonexclusive cable television franchises''to construct, operate, maintain and reconstruct cable television systems within the City limits Negotiations between Qwest Broadband S vices,:Inc. d/b/a>.CenturyLink-'("Grantee") and the City have been completed and the franchise approval process followed in accordance with the guidelines established by the City Code, Minnesota, Statutes Chapter 238 and the Cable Act (47 U.S.C.- §546). Adoption of this Franchise is, in the City and its residents. INGS in the best interests of the 2. Grantee's plansfor operating and maintaining the Cable System were considered and found adequate and feasible in a full public proceeding after due notice and a reasonable opportunity to be heard; The Franchise granted to Grantee by the City complies with the existing applicable Minnesota Statutes, federal laws and regulations; and 4. The Franchise granted to Grantee is nonexclusive. SECTION 1. SHORT TITLE AND DEFINITIONS 1. Short Title. This Franchise Ordinance shall be known and cited as the Competitive Cable Franchise Ordinance. 3017040v6 2. Defmitions. For the purposes of this Franchise, the following terms, phrases, words, abbreviations and their derivations shall have the meaning given herein. When not inconsistent with the context, words used in the present tense include the future tense; words in the plural number include the singular number; words in the singular number include the plural; and the masculine gender includes the feminine gender. Unless otherwise expressly stated, words not defined herein or in the City Code shall be given the meaning set forth in applicable law and, if not defined therein, the words shall be given their common and ordinary meaning. The word "shall is always mandatory and not merely directory. The word "may" is directory and discretionary and not mandatory. a. "Actual Cost" means the incremental cost to the Grantee of materials and labor necessary to install and construct facilities, fiber or equipment with no markup, to the extent permitted by applicable law. b. "Affiliate" means any Person who owns or controls, is owned or controlled by or is under common ownership or control with the Grantee. C. "Basic Cable Service" means any service tier which\ncludes the lawful retransmission of local television broadcast signals and any public, educational, and governmental access programming required by the Franchise to be carried on the basic tier. Basic Cable Service as defined herein shall not be inconsistent with 47 U.S.C. § 543(b)(7). d. "Cable Act" means the Cable Communications Policy Act of 1984, 47 U.S.C. §§ 521 et seq., as amended by the Cable Television Consumer Protection and Competition 1992, as further amended by the Telecommunications Act of 1996, as further er amended from time to time. 00, e. Cable Service" or "Service",meas (1) the one-way transmission to Subscribers of video programming or other programming services; and (2) Subscriber interaction, if any, which is required for the selection or use of such video programming or other programming services. "Cable System" or `ystem" means a system that (1) provides the service of receiving and amplifying (i) programs broadcast by one or more television or radio stations and (ii) other programs originated by a Person operating a Cable System or by another Person, and (2) distributes those programs by wire, cable, microwave, or other means, regardless of whether the means are owned or leased, to Persons who subscribe to the service. Unless otherwise specified, it shall in this document refer to the Cable System used by the Grantee in the City under this Franchise. This definition does not include: a System that serves fewer than fifty (50) Subscribers or a System that serves more than one thousand (1,000) Subscribers if the governing bodies of all political subdivisions served by the System, vote by resolution, to remove the System from the provisions of this chapter; provided that: 2 3017040x6 (A) no part of a System, nor any area within the City served by the System, may be removed from the provisions of this section if more than one thousand (1,000) Subscribers are served by the System; and (B) any System serving more than fifty (50) but fewer than one thousand (1,000) Subscribers that has been removed from the provisions of this section becomes subject to the provisions of this section if the governing bodies of fifty percent (50%) or more of the political subdivisions served by the System vote, by resolution, in favor of the return; ii. a master antenna television system; iii. a specialized closed-circuit system that does not use the public Rights -of - Way for the construction of its physical plant; and iv. a translator system that receives and rebroadcasts over-theair signals. g. "Channel" or "Cable Channel" means a portion of the electromagnetic frequency spectrum available on the System, or such smaller frequency spectrum as may be specified herein, thaf is.capable of deliverin& cable television channel as defined in 47 CFR 76.5(r), (s),4:64,, (t), or other applicable FCC regulation. This may include, but not be limited to, time or frequency slots, or technical equivalents, discretely identified and capable of carrying full motion, linear, color video and audio, along with other nonvideo subcarriers and other digital h. "City" means the City of Eagan, Minnesota, a municipal corporation, in the State of Minnesota, acting by and through its City Council, or its lawfully appointed "City Code" means the Eagan City Code, as amended from time to time. j. `.`City CouncWl means the governing body of the City. k. "Class IV Cable Channel" means a signaling path provided by a Cable System to transmit signals of any type from a Subscriber terminal to another point in the 1. "Demarcation Point" For purposes of free Cable Service Drops to public buildings, a Demarcation Point for Drops shall be a point agreed upon by Grantee and the City. in. "Drop" means the cable that connects the ground block on the Subscriber's residence or institution to the nearest feeder cable of the System. 3017040x6 n. "Eagan Mosaic Channel" means a Channel which displays miniaturized media screens and related information for a particular group of City PEG Channels. The Eagan Mosaic Channel serves as a gateway navigation tool for Subscribers, which displays the group of City PEG Channels on a single Channel screen and also provides for easy navigation to a chosen City PEG Channel. o. "Educational Access Channel" or "Educational Channel" means any Channel on a System set aside by the Grantee, for use by educational institutions, as contemplated by applicable law. S. "Franchise Area" means the entire geographic area within the City as it is now constituted or may in the future be constituted. t. "Franchise Fee" shall mean thef( consideration of Grantee's right to Rights -of -Way, determined in amc Revenues and _hnuted only by the assessment by federal law. The to except on&noted in'47 U.S.C. §54 by the City to Grantee, in Cable System within the City's t as a percentage of Grantee's Gross Kimura percentage allowed for such Franchise Fee does not include the )(2)(A -E) or any other applicable law. X. "Gross Revenues" means, and shall be construed broadly to include, all amounts in whatever form and from all sources derived directly or indirectly by Grantee and/or an Affiliate from the operation of Grantee's Cable System to provide Cable Services within the Franchise Area. Gross Revenues include, by way of illustration and not limitation: 4 3017040x6 i. Fees for Cable Services, regardless of whether such Cable Services are provided to residential or commercial Subscribers, including revenues derived from the provision of all Cable Services (including but not limited to pay or premium Cable Services, digital Cable Services, pay-per-view, pay -per -event, audio channels and video -on -demand Cable Services); ii. Installation, disconnection, reconnection, downgrade, upgrade, maintenance, repair, or similar charges associated with Subscriber Cable Service; iii. fees paid to Grantee for Channels designated for cornmercial/leased access use; which shall be allocated on a proportionate basis using total Cable Service Subscribers within the Franchise Area; iv. Converter, remote control, and other Cable Service equipment rentals, leases, or sales; V. Payments for pre -paid Cable'Services and/or equipment; vi. Advertising Revenues as defined vii. Fees including, but not limited to: (1) late fees,redonvenience fees and administrative fees; and (2) Franchise Fees;, �f, viii. Revenues from program guides; and ix. Commissions from home shopping channels and other Cable Service revenue sharing arrangements which shall be allocated on a proportionate basis.'sing total Cable Service Subscribers within the Franchise Area. 3017040x6 roues" shall not be net of. (1) any operating expense; (2) any luclmg without limitation, any accrual for commissions to or (3),4ny other expenditure, regardless of whether such Xra'al, or expenditure reflects a cash payment. "Gross , however, shall not be double counted. Revenues of both d an Affiliate that represent a transfer of funds between the d the Affiliate, and that would otherwise constitute Gross )f both the Grantee and the Affiliate, shall be counted only once -s of determining Gross Revenues. Similarly, operating expenses of the Grantee which are payable from Grantee's revenue to an Affiliate and which may otherwise constitute revenue of the Affiliate, shall not constitute additional Gross Revenues for the purpose of this Franchise. "Gross Revenues" shall include amounts earned by Affiliates only to the extent that Grantee could, in concept, have earned such types of revenue in connection with the operation of Grantee's Cable System to provide Cable Services and recorded such types of revenue in its books and Records directly, but for the existence of Affiliates. "Gross Revenues" shall not include sales taxes imposed by law on Subscribers that the Grantee is obligated to collect. With the exception of recovered bad debt, "Gross Revenues" shall not include bad debt. (A) "Advertising Revenues" shall mean amounts derived from sales of advertising that are made available to Grantee's Cable System Subscribers within the Franchise Area and shall be allocated on a pro rata basis using total Cable Service Subscribers reached by the advertising. Whenever Grantee acts as the principal in advertising arrangements involving representation firins and/or advertising Interconnects and/or other multichannel video, providers, Advertising Revenues subject to Franchise Fees shall include the total amount from advertising that is sold, .and not be reduced by any operating expenses (e.g., "revenue offsets" and "contra expenses" and "administrative expenses" or: imilar expenses), or by fees, commissions, or other d"i�aounts paid to or retained by affiliated advertising representation firms to Grantee or -their successors involved with sales of"advertising on the "Cable System within the Franchise Area. (B) "Gross Revenues" shall not 1. ii. Actual Cable Services bad debt write-offs, except any portion which is subsequently` collected which shall be allocated on apro rata basis using Cable Services revenue as a percentage of total Grantee revenues within the Franchise Area; Any taxes and/or fees on services furnished by Grantee imposed on abscribers by any municipality, State or other governmental unit, provided that the Franchise Fee shall not be regarded as such a tax or fee; fees and marketing co-op fees; and, Revenues associated with the provision of managed network services provided under separate business contract. Unaffiliated third party advertising sales agency fees or commissions which are reflected as a deduction from revenues, except when Grantee acts as a principal as specified in paragraph (A) immediately above. (C) To the extent revenues are derived by Grantee for the provision of a discounted bundle of services which includes Cable Services and non -Cable Services, Grantee shall calculate revenues to be included in Gross Revenues using a methodology that allocates revenue on a pro rata basis when comparing the bundled service price and its components to the sum of the published rate card 6 3017040x6 prices for such components. In the alternative, Grantee may calculate revenues to be included in Gross Revenues by applying a uniform price discount equally to each Cable Service and non - Cable Service component of a discounted bundle of services. Except as required by specific federal, State or local law, it is expressly understood that equipment may be subject to inclusion in the bundled price at full rate card value. The calculation shall be applied to every bundled service package containing Cable Service from which Grantee derives revenues in the Franchise Area. The City reserves its right to review and to challenge Grantee's calculations. Example: Prior to any bundle -related valued at 50% of the total of the servi Cable Service is to be valued and rej"e percent (50%) of the price of the bunt (D) Grantee reserves theright to ch: set forth in paragraph (C) above Financial Accounting Standard Task Force (('EITF") and/or the City in ,e reduction, if Cable Service is .o be offered in a bundle, then I as being no.less than fifty service total. ,e the allocation methodologies meet standards mandated by the oard ("FASB"), Emerging Issues S. Securities and Exchange wledges and agrees that Grantee a manner consistent with GAAP 9, ty reserves its right to challenge ion of GrossRevenues, including Grantee's AAP and Grantee's interpretation of FASB, ectives. Grantee agrees to explain and document ;hange it deems required by FASB, EITF and with any Franchise -required document at the identifying each revised section or line item. City agrees and acknowledges that Grantee shall maintain its books and Records in accordance with GAAP. Y. "Installation" means the connection of the System from feeder cable to the point of connection with the Subscriber Set Top Box or other terminal equipment. Z. "Interactive Services" are those services provided to Subscribers whereby the Subscriber either (a) both receives information consisting of either television or other signal and transmits signals generated by the Subscriber or equipment under his/her control for the purpose of selecting what information shall be transmitted to the Subscriber or for any other purpose or (b) transmits signals to any other location for any purpose. aa. "Leased Access Channel" means Channels on the System which are designated or dedicated for use by a Person unaffiliated with the Grantee pursuant to 47 U.S.C. § 532. 3017040x6 bb. "Living Unit" means a distinct address as tracked in the QC network inventory, used by CenturyLink to identify existing or potential Subscribers. This includes, but is not limited to, single family homes, multi -dwelling units (e.g., apartment buildings and condominiums) and business locations. CC. "Lockout Device" means an optional mechanical or electrical accessory to a Subscriber's terminal which inhibits the viewing of a certain program, certain Channel, or certain Channels provided by way of the Cable System. dd. "Normal Business Hours" means those hours during which most similar businesses in City are open to serve customers. In all cases, "Normal Business Hours" must include some evening hours, at least one (1) night per week and/or some weekend hours. cc. "Normal Operating Conditions" means those service conditions that are within the control of the Grantee. Conditions that are ordinarily within the control of the Grantee include, but are not limited to,.special promotions, pay -per vi w events, rate increases, regular peak or seas n"emand periods, maintenance or upgrade of the System, and the development, operation or maintenance of the Grantee's telephone system. Conditions that are not within the control of the Grantee include, but are not limited to, natural disasters, civil disturbances, power outages that extend beyond typical duration, telephone network'outages, and severe or unusual weather conditions. f£ "Pay Service" means programming (such as, certain on -demand movie channels or pay-per-view programs) offered individually to Subscribers on a per -channel, per -program event basis. gg. "PEG" means public, educationaland governmental. hh. "Person" means any individual, partnership, association, joint stock company, joint venture, domestic or foreign corporation, stock or non -stock corporation, limited liability company, professional limited liability corporation, or other organization of any kind, or any lawful successor or transferee thereof, but such term does not include the City. ii. "Public Access Channel(s)" means any Channel on the System set aside by the Grantee; for use by the general public, as contemplated by applicable law. jj. "QC"means Qwest Corporation d/b/a CenturyLink ("QC"), an Affiliate of Grantee and its lawful successors, transferees or assignees. kk. "Qualified Living Unit" means a Living Unit which meets the minimum technical qualifications defined by Grantee for the provision of Cable Service. A Living Unit receiving a minimum of 25 Mbps downstream will generally be capable of receiving Cable Service subject to Grantee performing certain network grooming and conditioning. 3017040x6 11. "Remote Terminal" means a facility that is located in a neighborhood, which houses the electronics used to support the provision of Cable Services. mm. "Right -of -Way" or "Rights -of -Way" means the surface, air space above the surface and the area below the surface of any public street, highway, lane, path, alley, sidewalk, trail, avenue, boulevard, drive, court, concourse, bridge, tunnel, park, parkway, skyway, waterway, dock, bulkhead, wharf, pier, easement or similar property or waters within the City owned by or under control of the City, or dedicated or otherwise conveyed to the City for general public use, including, but not limited to, any riparian right, which, consistent with the purposes for which it was created, obtained or dedicated, may be used for the purpose of installing, operating and maintaining a System. No "reference herein to a "Right - of -Way" shall be deemed to be a representationor guarantee by the City that its interest or other right to control or use such props y is sufficient to permit its use for the purpose of installing, operating and maintaining the System. nn. "Service Interruptions" means the loss of picture or sound on one (1) or more Cable Channels. oo. "Set Top Box" means an electronic device which converts signals to a frequency acceptable to a television feceiver of a Subscriber, and by an appropriate selector permits a Subscriber to view all'Subscriber signals included in the Subscriber' s service.' Pp. "Standard Installation" means, any residential Installation which can be completed to :a Qualified Living Unit. qq. "State?'`means the State of Minnesota, its agencies and departments. rr. "Subscriber" means any Person who lawfully receives service via the System. r(:the case of multiple office buildings or multiple dwelling units, the term "Subscriber" means the lessee, tenant or occupant. "Wireline MVPD" means a multichannel video programming distributor that utilizes the Rights -of -Way to install cable or fiber and is engaged in the business dmaking available for purchase, by Subscribers, multiple Channels of video programming in the City. SECTION 2. 1. 3017040v6 Franchise Required. OF AUTHORITY AND GENERAL PROVISIONS a. Other than the City, it shall be unlawful for any Person, unless specifically required by applicable laws, to construct, install, operate or maintain a Cable System or to offer Cable Service in the City, unless such Person or the Person for whom such action is being taken shall have first obtained and shall currently hold a valid franchise. Grantee promises and guarantees, as a condition of exercising the privileges granted by this Franchise, that any Affiliate of the Grantee involved 2. 3. in the offering of Cable Service in the City, or directly involved in the ownership, management or operation of the Cable System in the City, shall also comply with all obligations of this Franchise. However, the City and Grantee acknowledge that QC will be primarily responsible for the construction and installation of the facilities in the Rights -of -Way which will be utilized by Grantee to provide Cable Services. So long as QC does not provide Cable Service to Subscribers in the City, QC will not be subject to the teens and conditions contained in this Franchise. QC's installation and maintenance of facilities in the Rights -of -Way is governed by applicable local, State and federal law. To the extent Grantee constructs and installs facilities in the Rights -of -Way, such -'installation will be subject to the terms and conditions contained in this Franchise. Grantee is responsible for all provisions in this Franchise related to: 1) its offering of Cable Services in the City; and 2) the operation of the Cable System regardless of what entity owns or constructs the facilities used to provide the Cable Service. The Grant of Nonexclusive Authority. a. This Franchise does not confer any rights other than as expressly provided herein, or as provided by federal, State or local law. No privilege or power of eminent domain is bestowed by this Franchise or grant. The System constructed and maintained by Grantee or its agents pursuant to this Franchise shall not interfere with other uses of the Rights -of -Way. The Grantee shall make use of existing poles and other aerial and underground facilities available to the Grantee to the extent it is technically and economically feasible to do so. Nothing in this section 10 3017040x6 authorizes the Grantee to construct poles in the City without prior City consent consistent with the City Code. b. Notwithstanding the above grant to use Rights -of -Way, no Right -of -Way shall be used by the Grantee if the City determines that such use is inconsistent with the terms, conditions, or provisions by which such Right -of -Way was created or dedicated, or with the present use of the Right -of -Way. C. This Franchise and the right it grants to use and occupy the Rights -of -Way shall not be exclusive and this Franchise does not, explicitly or fin, plicitly, preclude the issuance of other franchises or similar authorizations to'operdfe Cable Systems within the City. d. The City specifically reserves the right to franchises for a Cable System as it deems additional grants shall not operate to matt rights previously granted to Grantee other minimum, the City shall comply with Mit 1(c) when granting such additional francl grant, at any time, sucn appropriate provided, r -ally modify, revoke, c than as described herei n. Stat. § 238.08, subd. additional owever, such r terminate any i. At a 4(b) and subd. 4. Lease or Assignment Prohibited. No Person may lease Grantee's System for the purpose of providing Cable Service until and unless such Person shall have first obtained and shall currently hold a valid franchise or other lawful authorization containing substantially similar burdens and obligations to this Franchise, including, without limitation, a requirement on such Person to pay Franchise Fees on such Person's use of the System to provide Cable Services, to the extent there would be such a requirement under this Franchise if the Grantee itself were to use the System to provide such Cable Service. Any assignment of rights under this Franchise shall be subject to and in accordance with the requirements of Section 9.5. 11 3017040x6 5. Franchise Term. This Franchise shall be in effect for a period of five (5) years from the Effective Date, unless terminated sooner as hereinafter provided. Six (6) months prior to the expiration of the initial five (5) year term, if City determines that Grantee is in compliance with all other material terms of this Franchise including the build out obligations set forth in this Franchise as required by Applicable Law, the City shall have the unilateral right to extend the Franchise for an additional term of no less than five (5) years and no more than ten (10) years. 6. Franchise Area. The Grantee is hereby authorized to provide Cable Services over a Cable System within the jurisdictional boundaries of the City, including any areas annexed by the City during the term of this Franchise. The parties aclriowledge that Grantee is not the first entrant into the wireline video market iii the City. The Grantee acknowledges that the City desires wireline competition throughout the entire City so all residents may receive the benefits of competitive Cable Services Grantee aspires to provide Cable Service to all households within the Cityby the end of the..five (5) year term of this Franchise. Grantee agrees that its deployment of Cable Service m the City will be geographically dispersed throughout the City, and shall be made available to diverse residential neighborhoods of the City without diserfnination. Thts Franchise governs any Cable Services provided by Grantee to residential and commercial Subscribers. 7. Initial Build Out. No later than the second anniversary of the Effective Date of this Franchise, Grantee shall be capable of serving'a. nunimumAof fifteen percent (15%) of the City's households with Cable Service; provided,however, Grantee will make its best efforts to complete such deployment within'a shorter period of time. Grantee commits that a material and substantial portion of its investment and its deployment of Cable Services in the City, whether mandated by Segtion 2.8 below or on a voluntary basis, will include a significant number of households below the median income in the City. Nothing in this Franchise shall restrict Grantee from serving additional households in the City with Cable Service. 8. Quarterly Meetings., In order to permit the City to monitor and enforce the provisions hU this section and other provisions of this Franchise, the Grantee shall, upon demand, promptly make available to the City maps and other documentation showing exactly where within the City the Grantee is currently providing Cable Service. Grantee shall meet with the City, not less than once quarterly, to demonstrate Grantee's compliance with the provisions of this section concerning the deployment of Cable Services in the City including; by way of example, the provision of Section 2.7 in which Grantee commits thatl significant portion of its initial investment and its deployment of Cable Services in the City will be targeted to households below the City's median household income, and the provisions of Sections 2.10 that prohibit discrimination in the deployment of Cable Services on the basis of the income level of the residents. In order to permit the City to monitor and enforce the provisions of this section and other provisions of this Franchise, the Grantee shall, commencing on or about August 15, 2016, and continuing throughout the term of this Franchise, meet quarterly with the City (unless said meeting is waived by City) and make available reports and maps showing the City the following information: 12 3017040v6 9. a. The total number of Living Units throughout the City; b. The total number of Qualified Living Units; C. Information demonstrating Grantee cominitment that a significant portion of Grantee's initial investment and Grantee's deployment of Cable Services in the City has been targeted to households below the City's median household income; d. A list of the public buildings and educational institutions that are Qualified Living Units in the City; and Additional Build -Out Based on Nair including any quarterly meeting prior this Franchise as referenced in Sectior seven and one-half percent (27.5%) of then Grantee agrees the minimum buil the households then, canable.of receivi of the total house from the qua,16H complete such dc meeting with the the households it This a the Ci percent (1 arterly me in the City, which Success. If at any quarterly meeting, Le second anniversary of the Effective Date of ;in, Grantee jsactually serving twenty 3 ;eholds_capable of receiving Cable Service, mmitment shall increase to include all of Service plus an additional fifteen (15%) tee agrees to serve within two (2) years the Grantee shall snake its best efforts to lent within a shorter period of time. For example, if, at a quarterly grantee shows that it is capable of serving sixty percent (60%) of sty with Cable Service and is actually serving thirty percent (30%) I Cable Service, then Grantee will agree to serve an additional f the total households in the City no later than two (2) years after a tots of seventy-five percent (75%) of the total households). at based on market success shall continue until every household in 10. Nondiscrimination. Grantee shall provide Cable Service under non-discriminatory rates and reasonable terms and conditions to all Subscribers who reside in Living Units in any location where the Grantee is capable of providing Cable Service. Grantee shall not arbitrarily refuse to provide Cable Services to any Person or in any location where the Grantee is capable of providing Cable Service. Grantee shall not deny Cable Services to any group of Subscribers or potential residential Subscribers based upon the income level of residents of the local area in which such group resides, nor shall Grantee base decisions about construction or maintenance of its Cable System or facilities based upon the income level of residents of the local area in which such group resides. Grantee shall provide such service at non-discriminatory monthly rates for residential Subscribers, 13 3017040x6 consistent with federal, State, or local laws. Grantee shall not discriminate between or among any individuals in the availability of Cable Service based upon income in accordance and consistent with 47 U.S.C. Section 541(a) (3), or based upon race or ethnicity. 11. Standard Installation. Grantee shall provide Cable Services within seven (7) days of a request by any authorized Person at a Qualified Living Unit. A request shall be deemed made on the date of signing a service agreement, receipt of funds by Grantee or receipt by Grantee of a verified verbal or written request. 12. Multiple Dwelling Units. The Grantee shall offer the individual units of a multiple dwelling unit all Cable Services offered to other multiple dwelling units in the City and shall individually wire units upon request of the property owner or renter who has been given written authorization by the owner; provided, however, that any such offering is conditioned upon the Grantee having legal access to said unit and such unit is a Qualified Living Unit. The City acknowledges that the Grantee cannot control the dissemination of particular Cable Services beyond the Demarcation Pointat a multiple dwelling unit. 13. Compliance with Applicable Laws, Res b. The Grantee shall comply with the terms of any City ordinance or regulation of general applicability which addresses usage of the Rights -of -Way within the City which may have the effect of superseding, modifying or amending the terms of Section 3 and/or Section 7.7 (d) herein, except that the Grantee shall not, through application of such City ordinance or regulation of Rights -of -Way, be subject to additional burdens with respect to usage of Rights -of -Way which exceed burdens on similarly situated Rights -of -Way users. 14 30170400 C. In the event of any conflict between this Franchise and any lawful City ordinance or regulation, the conflicting terms of this Franchise shall be superseded by such City ordinance or regulation, except that Grantee shall not, through application of such City ordinance or regulation of Rights -of -Way, be subject to additional burdens with respect to usage of Rights -of -Way which exceed burdens on similarly situated Rights -of -Way users. In no event shall the City amend any City ordinance or regulation which would have the unilateral effect of modifying the build out requirements set forth in Sections 2.7 and 2.9 herein. d. In the event any lawfully applicable City ordinance or regulation which addresses usage of the Rights -of -Way adds to, modifies, amends, or otherwise differently addresses issues addressed in Section 3 and/or Section 7.7 (d) of this Franchise, the Grantee shall comply with such ordinance or regulation of general applicability, regardless of which requirement was, first adopted except that Grantee shall not, through application of such City ordinance or regulation of Rights -of -Way, be subject to additional burdens with respect to usage:of Rights Sim, - of -Way which exceed burdens on Si%larly situated Rights-of-Way:users. C. In the event the Grantee cannot determine how to comply with any Right -of -Way requirement of the City, whether pursuant to this Franchise or other requirement, the Grantee shall umnediately.provide written notice of such question, including the Grantee's proposed interpretation, to the City, in accordance with Section 2.16. The City shall provide a written response within fourteen (14) days of receipt indicating how the requirements'cited by the Grantee apply. The Grantee may proceed in accordance with its proposed interpretation in the event a written response is not received within seventeen (17) days of mailing or delivering such written question. 15. Territorial Area Involved. This Franchise is granted for the Franchise Area. Grantee shall provide Service to any residential and commercial Qualified Living Units in the City passed by the Cable System if requested by a Subscriber. This Franchise governs any Cable Service provided by Grantee to residential and commercial Subscribers to Grantee's Cable System. 16. Written Notice. All notices, reports, or demands required to be given in writing under this Franchise shall be deemed to be given when delivered personally to any officer of the Grantee or the City's designated Franchise administrator, or forty-eight (48) hours after it is deposited in the United States mail in a sealed envelope, with registered or certified 15 3017040x6 1. mail postage prepaid thereon, addressed to the party to whom notice is being given, as follows: If to City: City of Eagan, Minnesota City Hall 3830 Pilot Knob Road Eagan, Minnesota 55122-1810 Attention: City Administrator With a copy to: Qwest Broadband Services, Inc. a. The Grantee shall "strictly adhere to all State and local laws, regulations and policies adopted by the City Council applicable to the location, construction, installation, operation or maintenance of the System in the City. Specifically Grantee shall at all times comply with Section 7.06 of the City Code which sets forth the City's public right-of-way regulations. The City has the right to supervise all construction or installation work performed in the Rights -of -Way as it `'shall find necessary to ensure compliance with the terms of this Franchise and other applicable provisions of law and regulations. b. Failure to obtain permits required by the City Code or to comply with permit requirements shall be grounds for revocation of this Franchise, or any lesser sanctions provided herein or in any other applicable law, code or regulation. 2. Restoration of Rights -of -Way and Property. Any Rights -of -Way, or any sewer, gas or water main or pipe, drainage facility, electric, fire alarm, police communication or traffic control facility of the City, or any other public or private property, which is disturbed, damaged or destroyed during the construction, repair, replacement, relocation, operation, maintenance, expansion, extension or reconstruction of the System shall be promptly and fully restored, replaced, reconstructed or repaired by the Grantee, at its expense, in 16 30170400 3. accordance with Section 7.06 of the City Code and any other applicable provisions of the City Code. Conditions on Right -of -Way Use. a. Nothing in this Franchise shall be construed to prevent the City from constructing, maintaining, repairing or relocating sewers; grading, paving, maintaining, repairing, relocating and/or altering any Right -of -Way; constructing, laying down, repairing, maintaining or relocating any water mains; or constructing, maintaining, relocating, or repairing any sidewalk or other public work. b. All System transmission and distribution structures, lines and equipment erected by the Grantee within the City shall be located so as'not to obstruct or interfere with the use of Rights -of -Way except for normal and reasonable obstruction and interference which might occur during construction and to cause minimum interference with the rights of property owners who abut any of said, Rghts-of- Way and not to interfere with existing public utility installations. d. The Grantee_slall not place poles, conduits, or other fixtures of the System above or below ground where the same will interfere with any gas, electric, telephone, governmental fiber, water or other utility fixtures and all such poles, conduits, or other fixtures placed in any Right -of -Way shall be so placed as to comply with all lawful requirements of the City. e. The Grantee shall, upon request of any Person holding a moving permit issued by the City, temporarily move its wires or fixtures to permit the moving of buildings with the expense of such temporary removal to be paid by the Person requesting the same (except in the case where the requesting Person is the City for the purpose of moving a City -owned building, in which case no payment shall be 17 30170400 required). The Grantee shall be given not less than ten (10) days' advance written notice to arrange for such temporary wire changes. f. To the extent consistent with generally applicable City Code provisions, rules and regulations, the Grantee shall have the right to remove, cut, trim and keep clear of its System trees or other vegetation in and along or overhanging the Rights -of - Way. However, in the exercise of this right, the Grantee agrees not to cut or otherwise injure said trees to any greater extent than is reasonably necessary. This Franchise does not give the Grantee any authority to remove trees on private property in the City. All trimming shall be performed at fhe.sole cost of the Grantee. g. The Grantee shall use its best efforts to give reasonable prior notice to any adjacent private property owners who will be negatively affected or impacted by Grantee's work in the Rights -of -Way. Grantee:shM at all ti comply with the requirements of Section 400.2 of the City's Right -of -Way Permit, Speciiications for Construction and Section 7.06 of the City Code. h. If any removal, relaying or relocation is required to accommodate the construction, operation or repair of the facilities of a Person that is authorized to use the Rights -of -Way, the Grantee shall, after thirty (30) days' advance written notice, and payment of all costs by such Person, comrlience action to effect the necessary changes requested by the responsible entity. If multiple responsible parties are involved, the City may resolve disputes as to the responsibility for costs associated with the removal, relaying ox relocation of facilities among entities authorized to install facilities in the Rights -of -Way if the parties are unable to do so themselves, and if the ratter is not governed by a valid contract between the parties ofany State or federal law or regulation. a. , Where existing poles, underground conduits, ducts or wire holding structures are available for use by the Grantee, but it does not make arrangements for such use, the City may require, through the established permit, or any other applicable procedure, the Grantee to use such existing poles and wireholding structures if the City determines that the public convenience would be enhanced thereby and the terms available to the Grantee for the use of such poles and structures are just and reasonable. b. The Grantee agrees to place its cables, wires or other like facilities underground, in the manner as may be required by the provisions of the City Code and City 18 3017040x6 5. 11 policies, procedures, rules and regulations, as amended from time to time, where all utility facilities are placed underground. The Grantee shall not place facilities, equipment or fixtures where they will interfere with any existing gas, electric, telephone, water, sewer or other utility facilities or with any existing installations of the City, or obstruct or hinder in any manner the various existing utilities serving the residents of the City. To the extent consistent with the City Code, City policies, procedures, rules and regulations, System cable and facilities may be constructed overhead where poles now exist and electric or telephone lines or both are now overhead. However, in no case may the Grantee install poles in areas of the City where underground facilities are generallyused by the utilities already operating. If the City, at a future date, requiresall electric and telephone lines to be placed underground in all or part of the City; thf a reasonable time, as determined by the City, similarly mo at no expense to the City, and shall not seek damages from compliance. Installation of Facilities. a. Z S No poles, towers, conduits, amplifier bo similar structures, or other wire -holding the Grantee without City. required :al mounted terminal boxes, shall be erected or installed by or other authorization from the of the Grantee is to be e Rightsof--Way or in City property. and distribution structures, lines, wires, fixtures erected by the Grantee within the d as to cause minimum interference with the owners. All applicable safety practices required by law shall be used during construction, maintenance and repSir of the System. The Grantee agrees, at all times, to employ ordinary and reasonable care and to install and maintain in use commonly accepted methods and devices for preventing failures and accidents that are likely to cause damage or injuries to the public or to property. All of Grantee's structures and all lines, equipment and connections in the Rights -of -Way shall at all times be kept and maintained in a safe condition, consistent with applicable safety codes. b. The Grantee's construction, operation or maintenance of the System shall be conducted in such a manner as not to interfere with City communications technologies related to the health, safety and welfare of City residents. 19 3017040x6 C. The Grantee shall install and maintain such devices as will apprise or warn Persons using the Rights -of -Way of the existence of work being performed on the System in Rights -of -Way. d. The Grantee or QC shall be a member of the One Call Notification System (otherwise known as "Gopher State One Call") or its successor, and shall field mark the locations of its underground facilities upon request. Throughout the term of this Franchise, the Grantee shall identify the location of its facilities for the City at no charge to the City. 10. a. Upoifrequest Grantee shall make available maps of all existing constructed areas, in place; and proposed construction in sufficient detail as reasonably requested by the City. b. In the event that Grantee's maps are available electronically, the Grantee shall allow the City "read only" access to its Cable System maps. If needed by the City, Grantee will provide the snaps in a format that enables the City to read Grantee's electronic maps. 11. Main Roads and Streets. Grantee shall not unduly create traffic congestion on main roads and streets due to construction or maintenance of the Cable System. Construction and maintenance shall be scheduled around morning and evening rush hours when 20 3017040v6 practicable. In the event that construction or maintenance must be conducted during such times and at such places, the Grantee shall notify the appropriate City agency or department. The City may deny Grantee's use of said streets and roadways during said periods. 12. Discontinuing Use/Abandonment of Cable System Facilities. Whenever Grantee intends to discontinue using any System facility within the Rights -of -Way, Grantee shall notify the City of its intent regarding such discontinuance. Grantee may remove the facility or request that the City permit it to remain in place. Notwithstanding Grantee's request that any such facility remain in place, the City may require:: , rantee to remove the facility from the Right -of- Way or modify the facility to protect the public health, welfare, safety, and convenience, or otherwise serve the public interest. The City may require Grantee to perform a combination of modification and removal of the facility. Grantee shall use its best efforts to complete such removal or modification in accordance with a schedule set by the City. Until such time as,Grantee removes or modifies the facility as directed by the City, or until the rights to and responsibility for the facility are accepted by another Person having authority to construct and maintain such facility, Grantee shall be responsible for all necessary repairs and relocations of the facility, as well as maintenance of the Right -of -Way, in the same manner and degree as if the facility were in active use, and Grantee shall retain all liability for such facility. If Grantee abandons its facilities, the City may choose to use such facilities for any purpose whatsoever. 13. Stop Work. a. On notice the Drovis i the City that any of this Franchise, the City, or in vio regulations, ordii is being performed by Grantee contrary to an unsafe or dangerous manner as of the terms of any applicable permit, laws, the work may immediately be stopped by to the Person doing the work, or posted on the work site; Grantee; iv. Indicate the nature of the alleged violation or unsafe condition; and V. Establish conditions under which work may be resumed. SECTION 4. DESIGN PROVISIONS 1. System Facilities and Equipment. a. The System generally shall have at least the following characteristics: 21 3017040v6 i. a modern design when built, utilizing an architecture that will permit additional improvements necessary for high-quality and reliable service throughout the Franchise term, and the capability to operate continuously on a twenty-four (24) hour a day basis without severe material degradation during operating conditions typical to the Minneapolis/St. Paul metropolitan area; ii. standby power generating capacity at the headend. The Grantee shall maintain motorized standby power generators capable of powering all headend equipment for at least twenty-four (24) hours and indefinitely with a continuous or replenished fuel supply. The back-up power supplies serving the System shall be capable of providing power to the System for not less than four (4) hours per occurrence measured on an annual basis according to manufacturer specifications in the event of an electrical outage. The Grantee shall maintain'sufficient portable motorized generators to be deployed in the event that the duration of a power t. disruption is expected to exceed four (4) hours; V. a System shah; at all times, comply with applicable federal, State and local vii. such facilities and equipment as necessary to maintain, operate and evaluate the Grantee's System for compliance with FCC technical and customer service standards, and such standards as may hereafter be amended; viii. status monitoring equipment to alert the Grantee when and where back-up power supplies are being used; 22 30170400 ix. all facilities and equipment required to properly test the System and conduct an ongoing and active program of preventative maintenance and quality control, and to be able to quickly respond to customer complaints and resolve System problems; X. antenna supporting structures designed in accordance with any applicable governmental building codes, as amended, and painted, lighted and erected and maintained in accordance with all applicable rules and regulations of the Federal Aviation Administration, the Federal Communications Commission and all other applicable codes and regulations; xvii. sufficient trucks, tools, testing equipment, monitoring devices, and other equipment and facilities and trained and skilled personnel required to enable Grantee to substantially comply with applicable law, including applicable customer service requirements and including requirements for responding to Cable System outages; and 23 3017040x6 2. xviii. Grantee shall comply with all FCC regulations regarding closed captioning and other regulations applicable to providing services to disabled Subscribers. b. The Grantee shall comply with all applicable FCC regulations regarding carriage of digital, HDTV and any successor format transmissions. C. Grantee agrees to maintain the Cable System in a manner consistent with, or in excess of the specifications in Section 4.1 throughout the term of the Franchise with sufficient capability and technical quality to enable the implementation and performance of all the requirements of this Franchise, includug the exhibits hereto, and in a manner which meets or exceeds applicable FCC technical quality standards at 47 C.F.R. § 76 Subpart K, regardless of the particular format in which a signal is transmitted. d. Emergency Alert System. e. The Grantee'shall riot assert or otherwise raise any claim before a court of competent jurisdtctipn or any administrative agency alleging that, as of the Effective Date of this -Franchise, the minimum System design and performance requirements set forth .. this Franchise are unenforceable under or inconsistent with applicable law of any applicable orders or decisions of the FCC. a. Grantee shall provide a discrete, non-public, video interconnect network, from an agreed upon Demarcation Point at the City's master control facility at City Hall, to Grantee's headend. The video interconnect network shall provide not less than 50 Mbps of allocated bandwidth, allowing PEG operators that have agreed with Grantee to share (send and receive) live and recorded programming for playback on their respective systems. Where available the Grantee shall provide the video interconnect network and the network equipment necessary, for the high-priority transport of live multicast HD/SD video streams as well as lower -priority file - sharing. Grantee shall provide a minimum of 50 Mbps bandwidth for each participating PEG entity to send its original programming, receive at least two additional multicast HD/SD streams from any other participating PEG entity, and 24 3017040x6 allow the transfer of files. Each participating PEG entity is responsible for encoding its own SD/HD content in suitable bit rates to be transported by the video interconnect network without exceeding the 50 Mbps of allocated bandwidth. b. Grantee shall provide a 24 x 7 toll-free response phone number for technical support staff who are trained to effectively respond to and resolve interconnection and PEG related issues, who will respond to urgent tech -support requests within fifteen (15) minutes and non -urgent technical support requests within three (3) hours, depending upon the response time needed. City technical staff will determine what requests are urgent or non -urgent. City agrees to use best efforts to verify that the issue is not on the City's side of the Demarcation Point before a call is made to Grantee. C. The Grantee shall maintain all interconnectionshat exist as of the Effective Date of this Franchise to other adjacent Systems in the Minneapolis/St. Pauls metropolitan area that are not commonly owned tr, controlled by the Grantee or its Affiliates including, but not limited to, the Systeil,�(s) serving Apple Valley and Lakeville. Unless otherwise agreed upon by the City, every interconnection link established pursuant to this Section 4.2 shall, at a minimum: (A) use a digital, optical transmission medium that is not inferior to any other optical transmission medium used in the System; (B) allow for the seamless transmission of all required signals on both systems; and (C) provide, for the City's exclusive use, at least one (1) high capacity Channel (sufficient to provide HD video or successor format transmission) for forward video purposes, one (1) high capacity Channel (sufficient to provide HD video or successor format transmission) for return video purposes, one (1) Channel for forward data at a minimum of 1 Gbps transfer rate and/or other purposes and one (1) Channel for return data at a minimum of 1 Gbps transfer rate and/or other purposes. g. The Grantee may use excess capacity on the interconnection link described in paragraph (c), provided such use does not interfere with or degrade video or data signals originated by or intended for the City. If, in the City's opinion, the 25 3017040x6 Grantee's use of the interconnection link is interfering with other users' communications, the City shall notify the Grantee of the problem, and require immediate cessation of the interference or specify a reasonable date by which the interference must be stopped. h. The Grantee shall cooperate with any interconnection corporation, regional interconnection authority, or State or federal agency which may be hereafter established for the purpose of regulating, facilitating, financing or otherwise providing for the interconnection of Cable Systems beyond the boundaries of the City. 3. System and Institutional Network. a. Grantee shall make available to the City for review, on a c6nfidential basis, a concise description of the System facilities ereded-lor installed; and Subscriber network design prints/map(s), which shall include at least the following elements: (i) trunk and feeder design; (ii) fiber routes; (iii) Remote Terminal locations; (iv) standby power supply locations; and (v) areas of th&,City served by each Remote Terminal, or the technical equivalent of the above based on Grantee's technology b. Grantee acknowledges that the franchise held by the existing franchised cable communications provider within the Franchise Area includes obligations for an Institutional Network for the benefit o-Ahe City ano other institutions and to facilitate PEG uses of the I -Net: The parties ackxowledge that the public interest would not be served by duplicating existing Wet facilities or services provided under other Cable Services franchises. d. Failure to meet the requirements of this Section 4.3 shall subject the Grantee to enforcement remedies available to City under Section 8 of this Franchise. 4. Line Extension Requirements. a. Grantee shall not have a line extension obligation until the first date by which Grantee is providing Cable Service to more than fifty percent (50%) of all subscribers receiving facilities based Cable Service from both the Grantee and any other provider(s) of Cable Service within the City. At that time, the City, in its reasonable discretion and after meeting with Grantee, shall determine the 26 3017040x6 timeframe to complete deployment to the remaining households in the City, including a density requirement that is the same or similar to the requirement of the existing franchised cable communications provider. b. Any Qualified Living Unit shall be connected to the Cable System at no charge other than the Standard Installation charge. 5. System Specifications. In all its construction and service provision activities, Grantee shall meet or exceed the construction, technical performance, extension and service requirements set forth in this Franchise. 6. System Maintenance. a. The Grantee shall interrupt Service only for good cause and, for the shortest time possible. Such interruption shall occur duringperiods of minimum use of the System, usually from 1 am to 5 am. The Grantee shall use its best effo�ts to provide the City with at least twenty-four (24) hours' prior notice of a planned Service Interruption, except for a planned Service Interruption which will have a minimal impact on Subscribers, usually meaning affecting less than one hundred (100) Subscribers or less than a fifteen (15) minute interruption. b. Maintenance of the System shall be performed in accordance with the applicable technical performance and operating standards established by FCC rules and regulations. Should the FCC choose to abandon -his field and does not preempt the City's entry into this field, the City may adopt such technical performance and operating standards as its own and the Grantee shall comply with them at all times. 7. System Tests performed pursuant to the provisions of the Franchise. In addition, the City may require special testing of a location or locations within the System if there is a particular matter of controversy or unresolved complaints regarding System construction, operations or installation work pertaining to such location(s). Such tests shall be limited to the particular matter in controversy. The City shall endeavor to so arrange its request for such special testing so as to minimize hardship or inconvenience to the Grantee or to the Subscribers of such testing. C. Before ordering such tests, the Grantee shall be afforded thirty (30) days following receipt of written notice to investigate and, if necessary, correct problems or complaints upon which tests were ordered. The City shall meet with 27 3017040x6 9. 10. the Grantee prior to requiring special tests to discuss the need for such and, if possible, visually inspect those locations which are the focus of concern. If, after such meetings and inspections, the City wishes to commence special tests and the thirty (30) days have elapsed without correction of the matter in controversy or resolution of complaints, the tests shall be conducted at the Grantee's expense by a qualified engineer selected by the City and the Grantee, and Grantee shall cooperate in such testing. d. Unless otherwise provided in this Franchise, tests shall be supervised by the Grantee's chief technical authority, or their designee, who shall certify all records of tests provided to the City. g. If any test indicates that any part or Nonvoice Return electronics having .ed to be filed by Grantee with the FCC of the conduct of the tests. quired to use cable and associated nonvoice return communications. it Device. Upon the request of a Subscriber, the Grantee shall make a Lockout available at no additional'charge, other than a charge for a Set Top Box. hould the Grantee desire to change the selection of programs or iy of its tiers, it shall maintain the mix, quality and level of services stem. Any change in programs or services offered shall comply with and procedures contained in this Franchise and in applicable law or a. Prior to a customer's termination of Cable Service, the Grantee will not restrict the ability of a Subscriber to remove, replace, rearrange or maintain any cable wiring located within the interior space of the Subscriber's dwelling unit, so long as such actions do not interfere with the ability of the Grantee to meet FCC technical standards or to provide services to, and collect associated revenues from, that customer or any neighboring customer in a multiple dwelling unit. 28 3017040x6 b. The Grantee will provide Subscribers with a notification upon commencement of service, and annually thereafter, advising them of their rights relating to home wiring as expressed by the FCC. Such notice will advise customers that they may either; (i) remove, replace, rearrange or maintain the home wiring themselves, (ii) select a qualified third party contractor, or (iii) request that the Grantee provide such service at standard hourly installation rates, plus materials at Actual Cost plus a reasonable rate of return. C. In order to ensure consumer choice for all providers of multichannel video program distribution ("MVPD"), Grantee shall fully cooperate with all competitive providers of MVPD. Grantee shall further; uporequest, provide all competitive providers of MVPD immediate access to all "home run" wiring in a multiple dwelling unit, provided however, that if the equipment is owned by Grantee, the competitive provider shall, in accordance with Nhnnesota Statutes § 23 8.25, and upon request, reimburse Grantee its pNo rata cost of the home run wiring and installation, reduced to the extent of cumulative depreciation of the home run wiring at the time the competitive provider begins providing service. Exclusive contracts for the provision of Cable Service shall be prohibited and any existing exclusive contracts for the provision of Cable Service in the City shall be null and void as against public policy and contrary to the intent of the federal Communications Act of 1934, as amended, and applicable FCC ruling and orders. VO 13. Customer Service Monitoring. The Grantee shall utilizes"such equipment and software and keep such records as are necessary or required to enable the City to determine whether the Grantee is complying with all telephone,answering standards required by applicable customer service regulations and laws, as amended from time to time. SERVICE PROVISIONS 1. Cus a. ; The Grantee shall at all times comply with applicable FCC customer service standards and those set forth herein. b. In. addition, the Grantee shall at all times satisfy all additional or stricter customer service requirements included in this Franchise and any customer service requirements set forth in any ordinance or regulation lawfully enacted by the City. 2. Video Programming. Except as otherwise provided in this Franchise or in applicable law, all programming decisions remain the discretion of the Grantee, provided that Grantee notifies the City and Subscribers thirty (30) days prior to any Channel additions, deletions, or realignments unless otherwise permitted under applicable federal, State and local laws and regulations. 3. Sales Procedures. a. The Grantee shall not exercise deceptive sales procedures when marketing Services within the City. The Grantee shall at all times comply with the City 29 3017040v6 4. Code, Section 6.36 governing solicitations in the City. The Grantee shall have the right to market door-to-door during reasonable hours consistent with local ordinances and regulations. b. In its initial communication or contact with a Subscriber or a non -Subscriber, and in all general solicitation materials marketing Grantee's Cable Service, the Grantee shall inform the Person of all levels of Service available, including the lowest priced and free service tiers. All terms of the Grantee's Services shall be clearly stated, setting forth all fees, costs and taxes as well as those fees, costs and taxes that will be charged once special pricing or promotions end. City acknowledges that in certain national marketing materials local/State tax information may not be provided by Grantee. Grantee may satisfy the provisions of this paragraph by providing the Subscriber or non -Subscriber with a toll free telephone number where the individual may inquire and be informed about all of the levels of Service (including the lowest cost level of Service) that may be offered by the Grantee as well as any associated costs. Subscriber Inquiry and Complaint a. The Grantee shall have a publicly listed toll =free telephone number which shall be operated so as to receive general public and Subscriber complaints, questions and requests on a twenty-four (24) hour -a -day, seven (7) days -a -week, 365 days a year basis. b. Trained representatives of the Grantee shall be available to respond by telephone to Subscriber; service inquiries. C. AfterNormal Business Hours, the Subscriber service access line may be answered by an answering service, au tomatedresponse system or an answering machine. A qualified Grantee'represbntAi §hall respond on the next business day to ,inquiries received after Normal Business Hours. d. The Grantee shall maintain adequate numbers of telephone lines and personnel to respond in a timely manner to schedule service calls and answer Subscriber complaints or inquiries in a manner consistent with regulations adopted by the FCC and the City where applicable and lawful. e. Under Normal Operating Conditions, telephone answer time by a customer representative, including wait time, shall not exceed thirty (30) seconds when the connection is made. If the call needs to be transferred, transfer time shall not exceed thirty (30) seconds. These standards shall be met no less than ninety (90) percent of the time under Normal Operating Conditions, measured on a quarterly basis. f. Under Normal Operating Conditions, the customer will receive a busy signal less than three (3) percent of the time. 30 3017040v6 g. Subject to the Grantee's obligations pursuant to law regarding privacy of certain information, the Grantee shall prepare and maintain a file of all Subscriber complaints not resolved by phone, and escalated at the request of the Subscriber, that is available for City inspection. The file will include subject of the complaint, how it was resolved, when it was resolved, and any additional action taken by caller or Grantee. Grantee will maintain an "escalated complaint process" to address unresolved complaints from Subscribers. A team of specifically identified employees of Grantee shall be available to City via email and telephone for reporting issues. These specifically identified employees of Grantee will have the ability to take actions to resolve Subscriber complaints relating to billing, property or service restoration, technical appointments, or any other Subscriber matters when necessary. Grantee will' follow-up with City in writing by email (and by phone when necessary) with a summary of the results of the complaint(s). h. The Grantee shall respond to complaints received from the City in -a timely manner, and provide a copy of each _response to the City within ten (10) days. In addition, the Grantee shall respond to all written complaints received from Subscribers within ten (10) days of receipt of the complaint. In addition, the City may order periodic sampling of the number and general categories of complaints resolved by phone during the sampling period, not to_ exceed five (5) days per quarter. 5. Installations, Outages and Service Calls. Under Normal Operating Conditions, each of the following standards will be met no less than ninety-five percent (95%) of the time measured on a quarterly basis: a. Standard Installations will be performed within seven (7) business days after a valid order has been >,laced . C. The Grantee may schedule appointments for Installations and other service calls either at a specific time or, at a maximum, during a four (4) hour time block during, Normal Business Hours. The Grantee may also schedule service calls, outside such hours for the convenience of customers. The Grantee shall use its best efforts to not cancel an appointment with a customer after the close of business on the business day prior to the scheduled appointment. If the installer or technician is late and will not meet the specified appointment time, he/she must use his/her best efforts to contact the customer and reschedule the appointment at 31 30170400 the sole convenience of the customer. Service call appointments must be met in a manner consistent with FCC standards. 6. Subscriber Contracts. The Grantee shall file with the City any standard form Subscriber contract utilized by Grantee. If no such written contract exists, the Grantee shall file with the City a document completely and concisely stating the length and terms of the Subscriber contract offered to customers, clearly setting forth all fees, costs and taxes. The length and terms of any Subscriber contract(s) shall be available for public inspection during the hours of 9:00 a.m. to 5:00 p.m., Monday through Friday. 7. Service Credit. i. the Subscriber's next billing cycle following resolution of the request or thirty (30) days, whichever is earlier; or ii. the return of the equipment supplied by the Grantee if Service is terminated. b. Any credits for Service shall be issued no later than the Subscriber's next billing cycle following the determination that a credit is warranted. 32 3017040x6 9. Late Fees. Fees for the late payment of bills shall not be assessed until after the Service has been fully provided. The City reserves the right to enforce Grantee's compliance with all applicable laws to the maximum extent legally permissible. 10. Communications between Grantee and Subscribers. a. In addition to the obligations of Section 5.5 above, Subscriber service representatives shall appropriately identify theinselves. Field representatives shall provide Grantee -issued picture identification and, upon request, the phone number to reach a Grantee representative. Grantee shall provide Subscriber service representatives that are able to communicate in both English and Spanish as required by the Subscriber. b. In addition to the obligations of Section 5.5 above, the Grantee shall provide each Subscriber at the time Cable Service is imtrated� d at least every twelve (12) months thereafter, the following materials` i. instructions on how to use tlfe Cable Servkef.� f ii. billing and complaint procedures, and written instructions for placing a service call, filing a, complaint, or requesting an adjustment (including when a Subscriber is, entitled to refunds for outages and how to obtain them); policies, SubscribeT,, privacy rights, delinquent Subscriber disconnect and reconnect procedures and any other of its policies applicable to Subscribers..,'" C. I Copies of materials specified in the preceding subsection shall be provided to the d. All Grantee promotional materials, announcements and advertising of Cable Service to Subscribers and the general public, where price information is listed in any manner, shall be clear, concise, accurate, understandable, and easily accessible. e. Subscribers shall be notified of any changes in programming, services or Channel positions. When the change involves the addition or deletion of Channels, each Channel added or deleted must be separately identified. Subscribers shall be given a description of the changes, their options (including costs) for changing services they receive, phone number for questions and effective date. Notice must 33 3017040x6 11. be given to Subscribers a minimum of thirty (30) days in advance of such changes if the change is within the control of Grantee. For thirty (30) days after notice of re -tiering or rate increases, a Subscriber may obtain changes in service tiers at no additional charge. In addition, the Grantee shall notify Subscribers thirty (30) days in advance of any significant changes in the other information required by Section 5.10 (b). f. All promotional materials advertising Cable Services shall accurately disclose price terms, the date or time period upon which any promotional offers will terminate. In addition, Grantee's website and customer service representatives shall disclose all tiers of programming available, including the lowest cost options available. Grantee's Subscriber service representatives shall make the price of pay-per-view and pay -per -event programming clear before an order is taken. g. Grantee shall comply with all applicable Services in multi -unit buildings. h. Grantee shall not charge Subscriber, requested; provided, this subsection existing tier. i. Grantee shall provide written notific Service tier to Subscribers at the tirr such information to Grantee's webs: telephone. This notification shall *' ii. tier the provision of Cable they have not affirmatively adding programming to an :ion of the availability of the Basic Cable of Installation and annually thereafter; post and provide such information over the ude, ata minimum, the following: e; Service tier; of all;services included in the Basic Cable Service tier. a. Bills shall be clear, concise and understandable. Bills may be fully itemized to the; extent allowed by law and this Franchise, provided that all bills shall clearly reflect only a single total amount due. Bills shall also clearly delineate all activity during the"billing period, including optional charges, rebates and credits. Franchise Fees, costs and taxes shall be itemized in a manner that accurately and fairly portrays the basis for the taxes and fees. b. In case of a billing dispute, the Grantee shall respond as soon as possible and in no event longer than ten (10) days. The first response to a specific complaint may be oral if provided within ten (10) days, and if subsequent responses to the same complaint are in writing. Grantee shall also provide a written response when specifically requested by the Subscriber. 34 3017040x6 12. Bills shall not be past due sooner than thirty (30) days after the date of mailing, The closing date of the billing cycle shall be shown on the bill. d. Refund checks shall be issued promptly, as provided in Section 5.8. e. Credits for service shall be issued no later than the Subscriber's next billing cycle or thirty (30) days after the determination that a credit is warranted, whichever is sooner. f. Grantee shall send written disconnect notices, which may be included in the bill if visually distinct from the rest of the bill, clearly stating the amount past due that must be paid to avoid disconnection, the total amount due, and the Customer Service phone number. If the Subscriber does not respond, Grantee may disconnect the Subscriber ten 0 01 days after the disconnect notice is sent. d. The Grantee shall not take any retaliatory action against a'Subscriber because of the Subscriber's exercise of any right it may have under federal, State, or local law, nor may the Grantee require a Subscriber to waive such rights as a condition of service. 35 30170400 13. Subscriber Privacy. To the extent required by Minn. Stat. §238.084 Subd. 1(s) Grantee shall comply with the following: a. No signals including signals of a Class IV Cable Channel may be transmitted from a Subscriber terminal for purposes of monitoring individual viewing patterns or practices without the express written permission of the Subscriber. The request for permission must be contained in a separate document with a prominent statement that the Subscriber is authorizing the permission in full knowledge of its provisions. Such written permission shall be for a limited period of time not to exceed one (1) year which may be renewed at the option of the Subscriber. No penalty shall be invoked for a Subscriber's failure to provide or renew such permission. The permission shall be revocable at any time by the Subscriber without penalty of any kind whatsoever. b. No information or data obtained by monitoring transmission of a signal from a Subscriber terminal, including but not limited to lists of the names and,addresses of Subscribers or any lists that identifythe viewing habits of Subscribers shall be sold or otherwise made available t any party other than to Grantee or its agents for Grantee's business use, and also to the Subscriber subject of that information, unless Grantee has received specific written permission from the Subscriber to snake such data available. The request for permission must be contained in a separate document with a prominent statement that the Subscriber is authorizing the permission in full knowledge of its provisions.Such written permission shall be for a limited period of time not to ;exceed one (1) year which may be renewed at the option of the Subscriber. No penalty shall be invoked for a Subscriber's failure to provide orrenew such permission. The permission shall be revocable at any timc-by the Subscriber without penalty of any kind whatsoever. C. Written permission Froin the Subscriber shall not be required for the conducting of a. The Grantee may not require a residential Subscriber to enter into a long-term contract as a condition of providing or continuing Cable Service. b. The Grantee shall not engage in acts prohibited by federal or State law that have the purpose or effect of limiting competition for the provision of Cable Service in the City. 36 3017040x6 15. Local Office and Drop Boxes. e>w During the term of the Franchise the Grantee shall comply with one of the following requirements (i) or (ii): i. Option 1 - The Grantee shall maintain and operate during Normal Business Hours a local customer service office in the Franchise Area, or no greater than two (2) miles from the City boundaries, where Subscribers may make payments, request Service, exchange Converters and other equipment and schedule service and Installationappointments. After consultation with the City, the Grantee shall provide Subscribers with at least sixty (60) days' prior notice of any change in the location of the customer service center(s) serving the City, -which notice shall apprise Subscribers of the customer service center's new address, and the date the changeover will take place. ii. Option 2 - Grantee shall maintain convenient local Subscriber -service and bill payment locations for tlfe purpose of receiving Subscriber payments or equipment returns. Unless otherwise requested by the Subscriber, Grantee shall deliver replacement equipment`difectly to the Subscriber at no cost to the Subscriber. The Grantee shall maintain a business office or offices for the purpose of receiving and resolving all complaints regarding the quality of service, equipment malfunctions, billings disputes and similar matters. The office must be reachable by a local, toll-free telephone call, and Grantee shall provide the City with the name, address and telephone number of aii office that will act as the Grantee's agent to receive complaints, regarding quality off service, equipment malfunctions, billings, Viand similar matters. At a mmYmum Grantee shall also provide the can remit payments at multiple third party commercial "thin the City (such as grocery stores or the Western (B) EGrantee will provide a service technician to any Qualified Living Unit in the City, free of charge to the Subscriber, where necessary to replace or troubleshoot equipment issues; and C) Subscribers shall be able to return and receive equipment, free of charge, via national overnight courier service (such as Fed Ex or UPS) if a service technician is not required to visit the Subscriber's Qualified Living Unit. (D) In the event Grantee provides Cable Service to a minimum of thirty percent (30%) of the total number of Cable Service Subscribers in the City served by cable operators franchised by the 37 3017040v6 City, the Grantee shall then be required to also comply with the requirements of Section 5(15)(a) (i) above. SECTION 6. ACCESS CHANNEL(S) PROVISIONS 1. Public, Educational and Governmental Access. a. The City is hereby designated to operate, administer, promote, and manage PEG access programming on the Cable System. b. Within one hundred twenty (120) days of the Effective Date'of this Franchise, the Grantee shall dedicate and make available seven (7) Channels for PEG use in a standard definition ("SD") and high definition ("HD") digital format on Grantee's Basic Cable Service tier. Grantee shall provide seven (7) activated downstream PEG Channels in both SD and HD and shall not reduce the number of PEG Channels unless directed by the City. i. Within the first one hundred twenty (120) days after the Effective Date of this Franchise, the City may draft and provide to Grantee a written explanation regarding the PEG Channels that will soon be offered by the Grantee on the Grantee's Cable System. x ii. The City shall email the content. of this explanation, which shall not exceed two hundred fifty (250), words,; to Urantee and Grantee shall, at its sole cost and free of charge tothe City,:print flyers containing this explanation ("PEG Flyer");that shall 'be distributed to Grantee's field technicians serving the City; iii. " The field technicians shall be instructed to include the PEG Flyer in all Subscriber installation -backets for the City of Eagan until such time as the PEG Channels are available in the City. The additional, PEG Channel added shall at all times remain contiguous with the existing PEG Channels. Nothing herein shall diminish any rights of the City to secure additional PEG Channels pursuant to Minn. Stat. § 238.084, which is expressly incorporated herein by reference. d. Grantee agrees not to encrypt the PEG Channels differently than commercial Channels available on the Cable System. C. In the event the Grantee makes any change in the System and related equipment and facilities or in signal delivery technology, which change directly or indirectly causes the signal quality or transmission of PEG Channel programming or PEG services to fall below technical standards under applicable law, the Grantee shall, at its own expense, provide any necessary technical assistance, transmission equipment and training of PEG personnel, and in addition, provide necessary assistance so that PEG facilities may be used as intended, including, among other 38 3017040v6 things, so that live and taped programming can be cablecast efficiently to Subscribers. f. Except as otherwise provided for in this Franchise, all PEG Channels shall be transmitted in the same format as all other Basic Cable Service Channels and shall be carried on the Basic Cable Service tier. g. Grantee shall include the PEG Channels and programming information in any electronic/interactive program guide, program listings, search options, record and DVR options, navigation systems and search functions accessible through Grantee's Set Top Box and remote controls, or their suc`cesso'r technologies, provided to its Subscribers, including, but not limited;to on-screen, print and on- line program guides which include Channel and program listings of any local broadcast channels. Grantee shall bear all capital; implementation and operating costs to include the basic programming informatioh in the programming guides for the PEG Channels, free of charge and at no cost to the City. The City shall . have the right to pay for more enhancedprogram information to be made available on the programming guides including the Channel nameoand logo/icon, program titles scheduled in thirty (30) minute time blocks, program descriptions, information needed for search and record features, and any other information similarly provided for other broadcast channels and, commercial cable/satellite Channels. Grantee shall, to the maxunum extent possible, make available to the City any price discounts Grantee may.have in place with third party vendors that offer such programming guide services. 2. Eagan Mosaic b. Grantee shall use Channel as the SD Eagan Mosaic Channel and Channel as the HD Eagan Mosaic Channel to access the PEG Channels required under this Franchise. The group of seven (7) consecutive PEG Channels residing 39 3017040x6 at higher Channel numbers will retain Channel names and identity numbers - for marketing purposes, unless approved by the City, and will have the final ' two (2) digits matching with the current Basic Cable Service tier Channels - . The designated Channels shall be as follows: , and for SD PEG Channels and 5 , , and for HD PEG Channels. Grantee shall not include any other programming or Channels on the Eagan Mosaic Channel unless the City provides advance written consent. When using the Eagan Mosaic Channel, Subscribers shall be directed to the requested PEG Channel in HD format if appropriate to the Subscriber's level of service; otherwise, the Subscriber shall be directed to the SD PEG Channel. C. Grantee shall consult with the City to determine how the PEG Channel information is displayed on the Eagan Mosaic Channel. The Eagan Mosaic Channel shall have video and audio signal strength, signal quality, and navigational functionality equivalent to every other commercial Eagan -Mosaic Channel carried by the Grantee on its. Cable System. d. As the Grantee innovates and improves the functi adds capability for personalization of the Mosaic, same navigational, interactive and personalizatio Channel as are available to Subscribers for every Channel. (For example, if a Subscriber has the c news channels to the Sports able to add a PEG Channel to any of the Mosaics.) nality and interactivity and/or the Grantee will provide the features for the Eagan Mosaic flier commercial Eagan Mosaic Lability to add selected sports or i the Subscriber shall also be e. If through technology changes or innovation in the future, the Grantee discontinues the use of Mosaic presentations for other Channels including broadcast channels and eommercial cable/satellite Channels (such as the News Mosaic, the Sports Mosaic, and/or the Children's Mosaic), then Grantee will either ;continue to support the Eagan Mosaic Channel as determined in the City's sole discretion or reach mutual agreement with the City regarding how to accommodate the Eagan Mosaic Channel to ensure PEG Channels are treated no less favorably than commercial Channels provided by Grantee. In all cases Grantee shall maintain Channel _ for use by the City for PEG purposes. The Grantee shall iot charge Subscribers or the City for use of the PEG Channels, or any equipment, facilities or services provided by Grantee for the provision of the PEG Channels. f. If during this Franchise term Grantee introduces any advanced video format other than HD on its Cable System ("Advanced Format"), then whenever at least one- half (1/2) of the primary video feeds of the commercial programmers carried by Grantee are made available by Grantee to Subscribers in such Advanced Format, the City shall have the option, in its sole discretion, to require Grantee to carry up to two (2) PEG Channels, selected by the City, in such Advanced Format. The City agrees to provide the Grantee twelve (12) months' notice of City's intent to implement carriage of up to two (2) PEG Channels in an Advanced Format and 40 3017040x6 3. the parties agree that during the twelve (12) months' notice, the Grantee and the City shall confer regarding the precise details for implementation of up to two (2) PEG Channels in Advanced Format. Multiple video feeds from a single commercial programmer that substantially replicate the same programming but are transmitted in different formats (for example, programming transmitted in digital SD, HD, and an Advanced Format) shall be counted only once for purposes of calculating the share of Advanced Format programming feeds in this section. A PEG Channel transmitted in an Advanced Format shall count toward the total PEG Channels specified in this section. Nothing in this Franchise shall require Grantee to provide Subscribers with any equipment needed to view such Advanced Formats without charge or at reduced rates. PEG Access Channel Quality. a. The Grantee shall provide all PEG Chanr lowest cost tier of service throughout the times provide the PEG Channels to an'y P cable Video Programming service,'ind of State law. The Grantee shall not charge f facilities or services. Grantee will deliver on the Basic Cable of the Franchise G >n who subscribes to video and audio signal strength, signal quality, every other broadcast channi the Grantee on its Cable Sys required to obtain or pay for the PEG Channels. 4. Video On D_einand ervice tier or the antee=shall at all any level of th federal and the PEG Channels, equipment, innels to Subscribers with functionality equivalent to ale/satellite channels carried by lat Subscribers will not be lent required solely to receive aponents of the SD and HD PEG access signals will also ensure the PEG Channels have the following it not limited to, closed captioning, multichannel recording or DVR capability, last Channel capability, and any captioning or text signals which are inserted by AC'ity on its PEG Channels and other elements the PEG programming. Grantee. shall not be required to carry a a higher quality format than that of the signal delivered to antee shall distribute all PEG Channels without degradation. a. During the term of its Franchise, for as long as the Grantee snakes video on demand ("VOD") available on its Cable System, Grantee will include in its VOD offerings twenty-five (25) hours of either SD or HD PEG programming, or a combination of both, or such greater amount as may be mutually agreed to by the City and Grantee, as designated and supplied by the City to the Grantee. The City's content may be electronically transmitted and/or transferred and stored on the Grantee's VOD system. The City VOD PEG programming will be available to Subscribers twenty-four (24) hours per day, seven (7) days per week. Any City PEG programming placed on VOD shall be available to Subscribers free of 41 3017040x6 charge. The Grantee will provide, upon City's request, any aggregate data regarding Subscriber use of the City's programming on the VOD platform. PEG programming content shall have the same viewing quality and features (including program descriptions and search functions) as all other free VOD content on Grantee's Cable System. Programming submitted for placement on the VOD system shall be placed on and available for viewing from the VOD system as soon as possible from time of receipt of said programming and Grantee will make best efforts to provide a 24-hour turn -around, and in no case longer than seventy-two (72) hours from receipt of said programming. Grantee agrees to treat PEG VOD programming in a nondiscriminatory manner as compared"to other providers of VOD content. b. The City shall have the sole discretion to select the content of such VOD PEG programming and shall be responsible for such content. The City's VOD PEG programming will be located on Grantee's on=domand menu pages on the second page or higher. The City's VOD PEG programming will be availablevin the City's Franchise Area, or more broadly distributed at Grantee's option. C. To the extent permitted, Grantee shall authorize City to obtain from Grantee's third party vendor, free of charge and at no cost to, the City, monthly viewership/traffic reports to the City showing statistics for VOD PEG programs, or Grantee shall provide (or require its third party vendor to provide) the City with access to online dashboard analytics allowing CityMaff to directly access traffic information. d. Grantee shall, upon request of the City, provide free of charge reasonable training to City staff regardii* how to implement and use the VOD system so that the City b. Upon sixty (60) days' written notice to Grantee, City may elect to unilaterally change the PEG Fee to a different dollar amount per Subscriber per month or change the format to a percentage of Gross Revenues up to a maximum of two and one-half percent (2.5%) of Gross Revenues. In no event shall the PEG Fee be assessed in an amount different from that imposed upon the existing franchised cable communications provider. In the event the existing franchised cable 42 3017040x6 communications provider agrees to a higher, or lower, PEG Fee, Grantee will increase, or decrease, its PEG Fee upon sixty (60) days' written notice from the City. The PEG Fee may be used for operational or capital support of PEG programming as determined in the City's sole discretion. C. The PEG Fee is not intended to represent part of the Franchise Fee and is intended to fall within one (1) or more of the exceptions in 47 U.S.C. § 542. The PEG Fee may be categorized, itemized, and passed through to Subscribers as permissible, in accordance with 47 U.S.C. §542 or other applicable laws. Grantee shall pay the PEG Fee to the City quarterly at the same time as the payment of Franchise Fees under Section 7.3 of this Franchise. Grantee agrees'that`it will not offset or reduce its payment of past, present or future Franchise. Fees required as a result of its obligation to remit the PEG Fee. d. The Grantee shall pay one (1) PEG Fee on the master account for services delivered to non -dwelling bulk accounts, .such as hotels, motels nor hospitals. If the PEG Fee is not assessed as a percentage of dross Revenues, the Grantee shall calculate PEG Fees on a pro rata basis fot:bulk accounts in residential multiple dwelling unit ("MDU") buildings in the following manner: if the bulk rate for Basic Cable Service is one third (1/3) of the current residential rate, then apro- rated PEG Fee shall be added to the bulk bill for an MDU building in an amount equal to one third (1/3) of the current PEG Fee. If the bulk rate for Basic Cable Service is raised in any MDU building, the pro ratcdPEG Fee in that building shall be recalculated and set based onFthe foregoing formula, regardless of any cap Z! on per Subscriber PEG Fee amounts.. Any PEG Fees owingpursuant to this _Franchise which remain unpaid more than twenty=five (25) days after the date:the payment is due shall be delinquent and shall thereafter accrue interest at twelve percent (12%) per annum or the prime lending rate published by the Wall Street Journal on the day the payment was due plus two percent (2%), whichever is greater. Grantee shall, free of charge and at no cost to the City, provide and maintain any facilities and required equipment to enable Grantee to acquire and transport Access Channel programming from the following locations: i. From the mutually agreed upon Demarcation Point in the Eagan Master Control Center located at 3830 Pilot Knob Road to Grantee's headend; ii. From the Burnsville City Hall located at 100 Civic Center Pkwy, Burnsville, MN to the Grantee's headend. Grantee shall not in any manner degrade, interfere or adversely impact the audio and video signal quality of the PEG Channels from the above locations in this Section 6.5 f (i) and (ii). 43 3017040x6 g. Grantee shall distribute, free of charge and at no cost to City, through advertising insertion equipment, thirty (30) second promotional and awareness commercial spots, on a "run of schedule" basis in unsold time slots, produced at City's cost and submitted by City once each month in a format compatible with such advertising insertion equipment. Grantee shall provide monthly ad insertion affidavits in the same format provided to commercial advertising clients. h. Throughout the term of the Franchise, and as the terin may be extended, Grantee shall provide, free of charge and at no cost to the City, at a location designated by the City, high speed internet service with a modem, with.,Gi'antee's highest available upstream bandwidth, which may be used by the City for public use and various PEG purposes as determined in City's sole discretion. Upon sixty (60) days' notice from the City, the Grantee shall=twice annually, at the Grantee's sole cost and free of charge to the City, print and mail a post card promoting the PEG programming to Grantee's Subscribers in the;Franchise Area. The post card shall be designed by the City and shall conform to the Grantee's standards and policies for size and weight. Any pos%card denigrating the Grantee, its service or its programming is not permitted_ 6. Metro Cable Network Channel 6.. -The Grantee shall designate Metro Cable Network Channel 6 for uniform regional Channe u.' sage to the extent required by State law. 7. Leased Access Channels. The Grantee shall .provide Leased Access Channels as required by federal and State law. 8. Subscriber Network Drops :to Designated Buildings. b. Service to Designated Public Buildings. Grantee shall , free of charge and at no cost, Standard Definition Cable Service (currently Prism Essentials) which, at a minimum, shall include a package of Channels including all Broadcast and PEG Channels and at least one hundred (100) additional commercial channels (but not including pay-per-view or premium Channels, ("Complimentary Public Building 44 30170400 Service") including all necessary Standard Definition and High Definition reception equipment for to up to three (3) television sets at all other government buildings, schools and public libraries identified on Exhibit A attached hereto and made a part hereof. Exhibit A may be modified by the City from time to time to accommodate changes in city/school/community facilities locations. Grantee shall provide the Complimentary Public Building Service so long as these addresses in Exhibit A are designated as a Qualified Living Unit and no other franchised cable communications provider is providing complimentary service at such location. However, City may determine to disconnect the other franchised .Y cable communications provider and require Grantee to meet,the Complimentary Public Building Service obligations set forth herein, as determined in City's sole discretion provided the selected location is a Qualified Living Unit. However, Grantee agrees that to ensure necessary connectivity for public safety purposes, the City's designated Emergency Operations Center, located at 1001 Station Trail, shall be entitled to Complimentary Public Building Service from both Grantee and any other franchised cable operator. For purposes of this Section 68 (b), "school" means all State-accreditedj,,'=12 public and private schools.' additional Subscriber network Drop and/or outlets. Within no more than ninety (90) days thereafter, the City shall work with institution requesting the additional Subscriber network Drop and/or outlets and provide Grantee with written approval, if applicable, to move forward with the additional Subscriber network Drop and/or outlets. Grantee shall only begin work on construction of the additional Subscriber network Drop and/or outlets once final approval is received from the City, and Grantee shall complete construction within thirty (3 0) days from the date of approval. Grantee shall bill the institution requesting the additional Subscriber network Drop and/or outlets its Actual Costs in accordance with the agreed upon estimate. The terms and conditions of such payment shall be between the Grantee and the institution. Alternatively, said institutions may add outlets at their own expense, as long as such Installation meets Grantee's 45 3017040v6 standards and approval which approval shall not be unreasonably withheld. Grantee shall have three (3) months from the date of City designation to complete construction of the Drop and/or outlets unless weather or other conditions beyond the control of Grantee requires more time. e. Grantee agrees that it will not offset or reduce its payment of past, present or future Franchise Fees required pursuant to Sections 7.3 and 7.4 of this Franchise, as a result of its obligation to provide the services listed in Section 6.8 and Exhibit A of this Franchise. 41 f. Maintenance of said Complimentary Public Building Service shall be provided free of fees and charges. SECTION 7. OPERATION AND ADMINISTRATION PROVISIONS 1. Administration of Franchise. The City's designated cable television administrator, or its designee shall have continuing regulatory jurisdictiorn and supervision over the System and the Grantee's operation under the Franchise. The City=may issue such reasonable rules and regulations concerning the construction, operation and maintenance of the System as are consistent with the provisions of the Franchise and law. 2. Delegated Authority. The City may appoint a citizen advisory'body or a joint powers commission, or may delegate to any otherbody or Person authority to administer the Franchise and to monitor the performance of the Grantee pursuant to the Franchise. The Grantee shall cooperate with any such delegatee of the City. 3. Franchise Fee. a. During the term of the Franchise, the Grantee shall pay quarterly to the City or its delegatee a Franchise Fee in an amount equal to five percent (5%) of its Gross Revenues._ If any such law, regulation or valid rule alters the five percent (5%) AF Franchise.Fee ceiling enacted by the Cable Act, then the City shall have the authority t: (but shall notbe required to) increase the Franchise Fee accordingly, provided such increase is for purposes not inconsistent with applicable law. In the event Grantee bundles or combines Cable Services (which are subject to the Franchise Fee) with non -Cable Services (which are not subject to the Franchise Fee) so that Subscribers pay a single fee for more than one (1) class of service resulting in a discount on Cable Services, Grantee agrees that for the purpose of calculation of the Franchise Fee, it shall allocate to Cable Service revenue no less than a pro rata share of the revenue received for the bundled or combined services. The pro rata share shall be computed on the basis of the published charge for each service in the bundled or combined classes of services when purchased separately. At no time during the term of this Franchise shall the Grantee be required to pay a Franchise Fee percentage that is greater than the monthly Franchise Fee percentage paid by any other franchised cable provider within the City. 46 3017040v6 b. Any payments due under this provision shall be payable quarterly. The payment shall be made within thirty (30) days of the end of each of Grantee's fiscal quarters together with a Franchise Fee payment worksheet, attached hereto as Exhibit B, signed by an authorized representative of Grantee, which identifies Gross Revenues earned by Grantee during the period for which payment is made. C. All amounts paid shall be subject to audit and recomputation by City and acceptance of any payinent shall not be construed as an accord that the amount paid is in fact the correct amount. City agrees to conduct no more than one (1) audit during the initial five (5) year Franchise term, unless the audit discovers an underpayment in which case the City reserves the right"to conduct further audits. If the City extends the Franchise for an additional term of five (5) years, the City agrees to conduct no more than two (2) audits during the additional five (5) year Franchise term. The Grantee shall be responsible for providing the City all records necessary, without delay, to confirm the accurate payment of Franchise Fees. All such documents pertaining to financial matters that maybe the subject of an inspection by the City shall be retained by the Grantee for a minimum period of six (6) years, pursuant to Minnesota Statues Section 54.05. If an audit discloses an overpayment or underpayment of Franchise Fees, the City shall notify the Grantee of such overpayment or underpayment. The City's audit expenses shall be borne bythe. City unless the audit determines that the payment to the City should be increased bymore than five percent (5%) in the audited period, in which case the costs, of the audit shall be4borne by the Grantee as a cost incidental to the enforcement 64 :the Franchise. Any additional amounts due to the City as a result of the audit shall ,h&aid to the City within thirty (30) days following written notice to the Grantee by the City of the underpayment, which notice shall include a! copy of the eport. If the recomputation results in additional revenue to be paid to the'City, such amount shall be subject to a ten percent (10%) annual interest charge. If the audit determines that there has been an overpayment by the Grantee, the Grantee may credit any overpayment against its next quarterly payment., f. The Franchise Fee payments required by this Franchise shall be in addition to any and all taxes or fees of general applicability. The Grantee shall not have or make any claim for any deduction or other credit of all or any part of the amount of said Franchise Fee payments from or against any of said taxes or fees of general applicability, except as expressly permitted by law. The Grantee shall not apply nor seek to apply all or any part of the amount of said Franchise Fee payments as 47 3017040x6 4. 6. a deduction or other credit from or against any of said taxes or fees of general applicability, except as expressly permitted by law. Nor shall the Grantee apply or seek to apply all or any part of the amount of any of said taxes or fees of general applicability as a deduction or other credit from or against any of its Franchise Fee obligations, except as expressly permitted by law. Not Franchise Fees. a. The Franchise Fees provided for in Section 7.3 of this Franchise shall not be deemed to be in the nature of a tax, and shall be in addition to any and all taxes of general applicability and other fees and charges which the Grantee shall be required to pay to the City and/or to any other governmental authority, all of which shall be separate and distinct obligations of Grantee. b. Grantee shall not apply or seek to apply or make any claim that all or any part of the Franchise Fees or other payments or, contributions to be made by Grantee to City pursuant to this Franchise and shall,be deducted from or credited"or offset against any taxes, fees or assessments of general applicability levied or imposed by the City or any other governmental authority;' including any such tax, fee or ............. .. assessment imposed on both utilities and cable.:operators or their services. C. Grantee shall not apply or seek to apply all or anypart. & any taxes, fees or assessments of general applicability levied or imposed by the City or any other governmental authority (including any such tax, fee or assessment imposed on both utilities and cable operators or their services) as a deduction or other credit from or against any. of the Franchise Fees or"other payments or contributions to be paid or made pursuant by Grantee to City to this Franchise, each of which shall be deemed to be separate and distinct obligations of the Grantee. Records Required. 'Franchisee shall at all times maintain and provide to the City, within thirty (30) calendar days of a written request: a. Records of all complaints, pursuant to Section 5.5 (g -h) of this Franchise, for a period of six (6) years after receipt by Grantee, including the nature of each complaint, the date it was received, the disposition of the complaint, if any, and the date thereof; 103 Records of outages for a period of six (6) years after occurrence, indicating date, duration, area, and the number of Subscribers affected, type of outage, and cause; 48 30170400 C. Records of service calls for repair and maintenance for a period of six (6) years after resolution by Grantee, indicating the date and time service was required, the date of acknowledgment and date and time service was scheduled (if it was scheduled), and the date and time service was provided, and (if different) the date and time the problem was resolved; d. Records of installation/reconnection orders for a period of six (6) years after the request was handled by Grantee, indicating the date of request, date of acknowledgment, and the date and time service was extended; Records documenting Franchisee's compliance with the provisions of this Franchise; f. Unless already provided by the Grantee at the quarterly meetings with City required in Section 2.8 herein, Grantee shall make'available accurate maps and improvement plans which show the location, size and a general description of all Grantee's facilities installed in the public Rights -'Of -Way and any power supply sources, including voltages and connections (maps shall be based on post - construction inspection to verify location); and g. Grantee shall comply with!FCC record-keeping regulations, and snake the results of such record-keeping available to the City upon request. 7. Reports and Maps to be Filed with C. Upon request of the City and in no event later than thirty (30) days from the date of receipt of such request, the Grantee shall prepare and furnish to the City, at the times and m the form prescribed, such other reasonable reports with respect to Grantee's operations pursuant to this Franchise as the City may require. The City shall use its best efforts to protect proprietary or trade secret information all consistent with State and federal law. d. If required by the City, the Grantee shall make available to the City the maps, plats, and permanent records of the location and character of all Grantee's facilities constructed, including underground facilities; and Grantee shall make available to the City updates of such maps, plats and permanent records annually if changes have been made to the System by Grantee in the Rights -of -Way. 49 3017040x6 8. 1. e. Unless otherwise specified in the Franchise, all reports, records and maps required hereunder shall be made available to the City within thirty (30) days of the City's request or requirement. Failure to do so shall result in Grantee being subject to liquidated damages, pursuant to Section 8(2) (c) (i). Periodic Evaluation. a. The City may require evaluation sessions at any time during the term of this Franchise, upon fifteen (15) days written notice to the Grantee. b. Topics which may be discussed at any evaluation session mainclude, but are not limited to, application of new technologies, System performance, programming offered, access Channels, facilities and support, Subscriber rates, customer complaints, amendments to this Franchise, judicial rulings, FCC rulings, and any other topics the City deems relevant. C. As a result of a periodic review or evalua Grantee shall meet with City and unerta on changes and modifications to the term are legally, economically and technically SECTION 8. GENERAL FINAN Performance Bond. a. Within thirty (30) days of the Effe thereafter, until the Grantee has liq Grantee shall furnish a bond to the F upon notification from City, efforts to reach agreement ons of the Franchise which ONS the Franchise and at all times ed all of its obligations with the City, the in the amount of One Hundred Thousand and/No Dollars ($100,000.00) in a„form and with such sureties as are reasonably acceptable to the City. This bond will be conditioned upon the faithful performance by the Grantee of its Franchise obligations and upon the further condition that in the event,,the Grantee shall fail to comply with any law, ordinance orregulation governing the Franchise, there shall be recoverable jointly and severally from the principal and surety of the bond any damages or loss suffered by City as a result, including the full amount of any compensation, indemnification or cost of removal or abandonment of any property of the Grantee, plus a reasonable allowance for attorneys' fees and costs, up to the full amount "of the bond, and further guaranteeing payment by the Grantee of claims, liens and taxes due the City which arise by reason of the construction, operation, or maintenance of the System. The rights reserved by the City with respect to the bond are in addition to all other rights the City may have under the Franchise or any other law. The City may, from year to year, in its sole discretion, reduce the amount of the bond. b. The time for Grantee to correct any violation or liability shall be extended by City if the necessary action to correct such violation or liability is, in the sole determination of City, of such a nature or character as to require more than thirty (30) days within which to perform, provided Grantee provides written notice that 50 30170400 it requires more than thirty (30) days to correct such violations or liability, commences the corrective action within the thirty (30) day cure period and thereafter uses reasonable diligence to correct the violation or liability. C. In the event this Franchise is revoked by reason of default of Grantee, City shall be entitled to collect from the performance bond that amount which is attributable to any damages sustained by City as a result of said default or revocation. d. Grantee shall be entitled to the return of the performance bond, or portion thereof, as remains sixty (60) days after the expiration of the term of the Franchise or revocation for default thereof, provided City has not notified Grantee of any actual or potential damages incurred as a result of Grantee's operations pursuant to the Franchise or as a result of said default. e. The rights reserved to City, as applicable, witkrespect to the performance bond are in addition to all other rights of City, whether reserved by this Franchise or authorized by law, and no action, proceeding or exercise of a right with respect to the performance bond shall affect any other right:City may have. 2. Letter of Credit. C. In addition to recovery of any monies owed by the Grantee to the City or any Person or damages to the City or any Person as a result of any acts or omissions by the Grantee pursuant to the Franchise, the City in its sole discretion may charge to and collect from the Letter of Credit the following penalties: i. � For failure to provide data, documents, reports or information or to cooperate with City during an application process or system review or as otherwise provided herein, the penalty shall be Two Hundred Fifty and No/100 Dollars ($250.00) per day for each day, or part thereof, such failure occurs or continues; ii. Fifteen (15) days following notice from City of a failure of Grantee to comply with construction, operation or maintenance standards, the penalty 51 3017040x6 shall be Five Hundred and No/100 Dollars ($500.00) per day for each day, or part thereof, such failure occurs or continues; iii. For failure to provide the services and the payments required by this Franchise, including, but not limited to, the implementation and the utilization of the PEG Access Channels, the penalty shall be Five Hundred and No/100 Dollars ($500.00) per day for each day, or part thereof, such failure occurs or continues; iv. For Grantee's breach of any written contract or agreement with or to the City, the penalty shall be Five Hundred and NP/166 I ollar ($500.00) per day for each day, or part thereof, such breach`. curs or continues; and V. For failure to comply with any of the provisions of this Franchise for which a penalty is not otherwise sp�eclficaly provided pursuant to this paragraph (c), the penalty shall be ;Two Hundred Fifty and No/1.00 Dollars ($250.00) per day for each day; or part thereof, such failure occurs or continues. The Grantee.may, within seven (7) days of receipt of such written notice, notify the City m wrifing that there is a dispute as to whether a violation or failure has in fact occurred;Such written notice by the Grantee to the City shall specify with particularity the matters disputed by Grantee. City shall hear Grantee's dispute witlunsixty (60) days and the City shall render a final decision within sixty (60) daysAereafter. g. If Grantee does not dispute the alleged violation or upon the determination of the City that a violation has taken place, subject to Grantee's right to seek any applicable judicial review, the City may draw from the Letter of Credit an amount to cover any failure of Grantee to pay penalties accrued but unpaid after seven (7) days written notice of such final determination. h. If said Letter of Credit or any subsequent Letter of Credit delivered pursuant thereto expires prior to thirty (30) months after the expiration of the term of this Franchise, it shall be renewed or replaced during the term of this Franchise to 52 3017040x6 3. provide that it will not expire earlier than thirty (30) months after the expiration of this Franchise. The renewed or replaced Letter of Credit shall be of the same form and with a bank authorized herein and for the full amount stated in paragraph (a) of this section. i. If the City draws upon the Letter of Credit or any subsequent Letter of Credit delivered pursuant hereto, in whole or in part, the Grantee shall replace or replenish to its full amount the same within ten (10) days and shall deliver to the City a like replacement Letter of Credit or certification of replenishment for the full amount stated in Section 8.2(a) as a substitution of the previous Letter of Credit. This shall be a continuing obligation for any withdrawals from the Letter of Credit. _ j. If any Letter of Credit is not so replaced or reple said Letter of Credit for the whole amount there City determines in its sole discretion. The`failux Letter of Credit may also, at the option of the Ci Grantee under this Franchise. The drawing on t] and use of the money so obtained for payment o duties and responsibilities of the Grantee which waiver or release of such default. k. The collection by City of an Credit shall not affect any o or failure to act, by the City of any pursuant [shed, the _City may draw on 'and use the proceeds as the to replace or replenish any be deemed a default by the Letter of Credif by the City, performance of the obligations, re in default, shall not be a or penalties from the Letter of Al available to it, nor shall any act, ctt to the Letter of Credit, be deemed a waiver this Franchise or otherwise. a. Grantee shall, at its sole expense;'' fully indemnify, defend and hold harmless the City, and in their capacity as such, the officers and employees thereof, from and against any and all claimssuits, actions, liability and judgments for damage or otherwise except those arising wholly from negligence on the part of the City or its employees; for actual or alleged injury to persons or property, including loss of use of property due to an occurrence, whether or not such property is physically damaged or destroyed, in any way arising out of or through or alleged to arise out of or through the acts or omissions of Grantee or its officers, agents, employees, or contractors or to which Grantee's or its officers, agents, employees or contractors acts or omissions in any way contribute, and whether or not such acts or omissions were authorized or contemplated by this Franchise or applicable law; arising out of or alleged to arise out of any claim for damages for Grantee's invasion of the right of privacy, defamation of any Person, firm or corporation, or the violation of infringement of any copyright, trademark, trade name, service mark or patent, or of any other right of any Person, firm or corporation; arising out of or alleged to arise out of Grantee's failure to comply with the provisions of any Applicable Law. Nothing herein shall be deemed to prevent the City, its officers, or its employees from participating in the defense of any litigation by 53 3017040x6 their own counsel at such parties' expense. Such participation shall not under any circumstances relieve Grantee from its duty of defense against liability or of paying any judgment entered against the City, its officers, or its employees. b. Grantee shall contemporaneously with this Franchise execute an Indemnity Agreement in a form acceptable to the City attached as Exhibit C, which shall indemnify, defend and hold the City harmless for any claim for injury, damage, loss, liability, cost or expense, including court and appeal costs and reasonable attorneys' fees or reasonable expenses arising out of the actions of the City in granting this Franchise. This obligation includes any claims by another franchised cable operator against the City that the terms and conditions of this Franchise are less burdensome than another franchii e,granted by the City or that this Franchise does not satisfy the requirements�ofapplicable federal, State, or local laws. C. The Grantee shall not be required to indemnify the City for negligence, or misconduct related solely to PEG programming, 'on the part of the City or either of their officers, boards, committees, commissions, elected or appointed officials, employees, volunteers or agents, including any loss or claims. 4. Insurance. b. The policies of insurance shall be in the sum of not less than $1,000,000.00 for personal injury or death of any one Person, and $2,000,000.00 for personal injury or death of two or more Persons in any one occurrence, $1,000,000.00 for property damage to any one person and $2,000,000.00 for property damage resulting from any one act or occurrence. C. The policy or policies of insurance shall be maintained by Grantee in full force and effect during the entire term of the Franchise. Each policy of insurance shall contain a statement on its face that the insurer will not cancel the policy or fail to renew the policy, whether for nonpayment of premium, or otherwise, and whether 54 3017040x6 at the request of Grantee or for other reasons, except after sixty (60) days advance written notice have been provided to the City. SECTION 9. SALE, ABANDONMENT, TRANSFER AND REVOCATION OF FRANCHISE 1. City's Right to Revoke. a. In addition to all other rights which City has pursuant to law or equity, City reserves the right to commence proceedings to revoke, terminate or cancel this Franchise, and all rights and privileges pertaining thereto;1if i s determined by City that: i. Grantee has violated material provisions(s) of this Franchise; or ii. Grantee has attempted to evade any, of the provisions of the Franchise; or iii. Grantee has practiced fraud or deceit upon City. b. City may revoke this Franchise without the hearing required by Section 9.2(b) herein if Grantee is adjudged to be bankrupt. 2. Procedures for Revocation. C. Only after the public hearing and upon written notice of the determination by the Cty,to revoke the Franchise may the Grantee appeal said decision with an appropriate State or federal court or agency. d. During the appeal period, the Franchise shall remain in full force and effect unless the term thereof sooner expires or unless continuation of the Franchise would endanger the health, safety and welfare of any person or the public. 3. Abandonment of Service. The Grantee may not abandon the System or any portion thereof without having first given three (3) months written notice to the City. The Grantee may not abandon the System or any portion thereof without compensating the City for damages resulting from the abandonment, including all costs incident to removal of the System, if required by the City pursuant to Section 9.4. 55 3017040v6 4. 5. Removal After Abandonment, Termination or Forfeiture. a. In the event of termination or forfeiture of the Franchise or abandomnent of the System, the City shall have the right to require the Grantee to remove all or any portion of the System utilized exclusively for the provision of Cable Services from all Rights -of -Way and public property within the City. b. If the Grantee has failed to commence removal of the System pursuant to subsection 9.4 (a), or such part thereof as was designated by the City, within thirty (30) days after written notice of the City's demand for removal is given, or if the Grantee has failed to complete such removal within twelve (12) months after written notice of the City's demand for removal is given, the City shall have the right to apply funds secured by the Letter of Credit and'Performance Bond toward removal and/or declare all right, title, and interest'to the System to be in the City with all rights of ownership including, but not limited to, the right to operate the System or transfer the System to another for operation by it. Sale or Transfer of Franchise. a. No sale or transfer of the Franchise, or sale, transfer, or fundamental corporate b. Subject to the exceptions in Section 9.5 (a), any sale, transfer, exchange or assignment of stock in Grantee, or Grantee's parent corporation or any other entity having a controlling interest in Grantee, so as to create a new controlling interest therein, shall be subject to the requirements of this Section 9.5. The term "controlling interest" as used herein is not limited to majority stock ownership, but includes actual working control in whatever manner exercised. In any event, as used herein, a new "controlling interest" shall be deemed to be created upon the acquisition through any transaction or related group of transactions of a legal or beneficial interest of fifteen percent (15%) or more by one Person. Acquisition by one Person of an interest of five percent (5%) or more in a single transaction shall require notice to the City. 56 30170400 C. The Grantee shall file, in addition to all documents, forms and information required to be filed by applicable law, the following: i. All contracts, agreements or other documents that constitute the proposed transaction and all exhibits, attachments, or other documents referred to therein which are necessary in order to understand the terms thereof. ii. A list detailing all documents filed with any state or federal agency related to the transaction including, but not limited to, the MPUC, the FCC, the FTC, the FEC, the SEC or MnDOT. Upon request; Grantee shall provide City with a complete copy of any such document; and iii. Any other documents or information related to the transaction as may be specifically requested by the City. f. In no event shall a sale, transfer, corporate change, or assignment of ownership or control pursuant to subparagraph (a) or (b) of this section be approved without the transferee becoming a signatory to , 1, ranchise and assuming all rights and g. Ili the event of any -proposed sale, transfer, corporate change, or assignment pursuant to subparagraph (a) or (b) of this section, the City shall have the right to purchase the System,",, -,utilized exclusively for the provision of Cable Service, for the value of the consideration proposed in such transaction. The City shall be notified by Grantee of City's right to purchase upon City's receipt of notice of the material terms of an offer or proposal for sale, transfer, corporate change, or assignment, which Grantee has accepted. Notice of such offer or proposal must be conveyed to City in writing and separate from any general announcement of the transaction. h. The City shall be deemed to have waived its right to purchase the System pursuant to this section only in the following circumstances: i. If City does not indicate to Grantee in writing, within sixty (60) days of receipt of written notice of a proposed sale, transfer, corporate change, or assignment as contemplated in Section 9.5(g) above, its intention to exercise its right of purchase; or 57 3017040x6 ii. It approves the assignment or sale of the Franchise as provided within this section. i. No Franchise may be transferred if the City determines the Grantee is in noncompliance of the Franchise unless an acceptable compliance program has been approved by City. The approval of any transfer of ownership pursuant to this section shall not be deemed to waive any rights of City to subsequently enforce noncompliance issues relating to this Franchise. j. Any transfer or sale of the Franchise without the prior written consent of the City shall be considered to impair the City's assurance of due performance. The granting of approval for a transfer or sale in one instance shall not render unnecessary approval of any subsequent transfer or sale for. which approval would otherwise be required. SECTION 10. PROTECTION OF INDIVIDUAL RIGHTS; 1. Discriminatory Practices Prohibited. Grantee shall not deny service, deny access, or otherwise discriminate against Subscribers or general citizens on the basis of race, color, religion, national origin, sex, age, status as to public assistance, affectional preference, or disability. Grantee shall comply at all times with all other applicable federal, State, and City laws. SECTION 11. UNAUTHORIZED CONNECTIONS AND MODIFICATIONS 1. Unauthorized Connections or Modifications Prohibited. It shall be unlawful for any frm> Person, group, `com company, corporation, or governmental body oragency, without the express consen of the Grantee, to make or Ocss, or assist anybody in making or possessing, any unauthorized connection, Fextension, or division, whether physically, acoustically, inductively, 'electronically or otherwise, with or to any segment of the System or, to receive services of the System without Grantee's authorization. 2. Removal or Destruction Prohibited. It shall be unlawful for any firm, Person, group,. >`(company, or corporation to willfully interfere, tamper with, remove, obstruct, or damage,. or assist thereof, anypart or segment of the System for any purpose whatsoever, except for any rights the City may have pursuant to this Franchise or its police powers. 3. Penalty. Any.-, Person, group, company, or corporation found guilty of violating this section may be fined not less than Twenty Dollars ($20.00) and the costs of the action or more than Five Hundred Dollars ($500.00) and the costs of the action for each and every subsequent offense. Each continuing day of the violation shall be considered a separate occurrence. 58 30170400 SECTION 12. MISCELLANEOUS PROVISIONS 1. Franchise Renewal. Any renewal of this Franchise shall be performed in accordance with applicable federal, State and local laws and regulations. The term of any renewed Franchise shall be limited to a period not to exceed fifteen (15) years. 2. Work Performed by Others. All applicable obligations of this Franchise shall apply to any subcontractor or others performing any work or services pursuant to the provisions of this Franchise, however, in no event shall any such subcontractor or other performing work obtain any rights to maintain and operate a System or provide Cable Service. Grantee shall be responsible for all work performed by its contractor and subcontractors, and others performing work on its behalf as if the work were performed by it and shall ensure that all such work is performed in compliance with this Franchise, the City Code and other Applicable Law, and shall be jointly and severally liable for all damages and correcting all damage caused by them. It is Grantee's responsibility to ensure that contractors, subcontractors or other Persons performing work on Grantee'"s behalf are familiar with the requirements of this Franchises the City Code and other applicable laws governing the work performed by them. 3. Amendment of Franchise Ordinance. The Grantee and the City may agree, from time to time, to amend this Franchise. Such written amendments may be made subsequent to a review session pursuant to Section 7.8 or at any other time if the City and the Grantee agree that such an amendment will be in the public interest or if such an amendment is required due to changes in federal, State or local laws. Provided, however, nothing herein shall restrict the City's exercise of its police powers. 4. Compliance and Local Laws. a. If any federal or State "law, or regulation shall require or permit City or Grantee to perform any service or act or shall prohibit City or Grantee from performing any service or act which may be in conflict with the terms of this Franchise, then as soon as possible followingknowledge thereof, either party shall notify the other of the point in conflict believed to exist between such law or regulation. Grantee and City shall conform to State laws and rules regarding cable communications not later than one year after they become effective, unless otherwise stated, and conform to federal laws and regulations regarding cable as they become effective. b. In the event that federal or State laws, rules or regulations preempt a provision or limit the enforceability of a provision of this Franchise, the provision shall be read to be preempted to the extent and for the time, but only to the extent and for the time, required or necessitated by law. In the event such federal or State law, rule or regulation is subsequently repealed, rescinded, amended or otherwise changed so that the provision hereof that had been preempted is no longer preempted, such provision shall thereupon return to fall force and effect, and shall thereafter be binding on the parties hereto, without the requirement of further action on the part of the City. 59 3017040x6 C. If any tern, condition or provision of this Franchise or the application thereof to any Person or circumstance shall, to any extent, be held to be invalid or unenforceable, the remainder hereof and the application of such term, condition or provision to Persons or circumstances other than those as to whom it shall be held invalid or unenforceable shall not be affected thereby, and this Franchise and all the terms, provisions and conditions hereof shall, in all other respects, continue to be effective and complied with provided the loss of the invalid or unenforceable clause does not substantially alter the agreement between the parties. In the event such law, rule or regulation is subsequently repealed, rescinded, amended or otherwise changed so that the provision which had been held invalid or modified is no longer in conflict with the law, rules and regulations then in effect, said provision shall thereupon return to full force and effect and shall thereafter be binding on Grantee and City without further action by the City. d. The City and Grantee shall, at all times duringthe tern of this Franchise, including all extensions and renewals thereof, comply with applicableZederal, State and local laws and regulations.. ' .. 5. Nonenforcement by City. The failure of the right or to require compliance or performance other applicable law or regulation'shall or a waiver of compliance or perforna complying or performing, unless such specifically waived in writing. Waiver of any other breach, whether similar to of the Franchise, constitute a wait City, includin'v no recourse agaij out of anv action of or a'bar to the f lout limitation the or not be deemed Lee by the City or more occasions to exercise a ranchise, the City Code or any ,onstitute a waiver of such right toe cuse the Grantee from lance or performance has been ll each of this Franchise shall not be a waiver -rent from that waived. Neither the granting any action by the City hereunder shall 1;f any governmental right or power of the eminent domain. The Grantee shall have expense, claim, liability or damage arising a by the Grantee pursuant to the Franchise, or the City 'Code, whether or not such action or non -action was required by the Franchise, J. or the City Code, arisingut oof the enforcement or non -enforcement by the City of any provision or requirement of this Franchise, or the City Code, or otherwise arising out of or the City Code. 6. Rights Cumulative. All rights and remedies given to City by this Franchise or retained by City herein shah be in addition to and cumulative with any and all other rights and remedies, existing or implied, now or hereafter available to City, at law or in equity, and such rights and remedies shall not be exclusive, but each and every right and remedy specifically given by this Franchise or otherwise existing or given may be exercised from time to time and as often and in such order as may be deemed expedient by City and the exercise of one or more rights or remedies shall not be deemed a waiver of the right to exercise at the same time or thereafter any other right or remedy. 7. Grantee Acknowledgment of Validity of Franchise. The Grantee acknowledges that it has had an opportunity to review the terms and conditions of this Franchise and that under current law Grantee believes that said terns and conditions are not unreasonable or 60 3017040x6 arbitrary, and that Grantee believes City has the power to snake the terms and conditions contained in this Franchise. 8. Force Majeure. The Grantee shall not be deemed in default of provisions of this Franchise or the City Code where performance was rendered impossible by war or riots, labor strikes or civil disturbances, floods, or other causes beyond the Grantee's control, and the Franchise shall not be revoked or the Grantee penalized for such noncompliance, provided that the Grantee, when possible, takes immediate and diligent steps to bring itself back into compliance and to comply as soon as possible, under the circumstances, with the Franchise without unduly endangering the health, safety and integrity of the Grantee's employees or property, or the health, safety and integrity of the public, the Rights -of -Way, public property or private property. In the event Grantee's performance of any of the terms, conditions, obligations or requirements of this,Franchise is prevented or impaired due to any cause set forth in this paragraph, such inability to perform shall be deemed to be excused for the period of such inability and no penalties or sanctions shall be imposed as a result thereof, provided Grantee las notified City in writing within ten (10) days of the City's notice of an alleged violation. 9. Governing Law. This Franchise shall be of Minnesota. respects by the law of the State b. When any provision of the City Code is expressly mentioned herein, such 12. Franchis written f SECTION 13. s. This Franchise and the attachments hereto, constitute the entire etween the City and the Grantee, and supersede all prior oral or understandings. CATION EFFECTIVE DATE; ACCEPTANCE AND EXHIBITS 1. Publication. This Franchise shall be published in accordance with applicable local and Minnesota law. 2. Acceptance. a. Grantee shall accept this Franchise within sixty (60) days of its enactment by the City Council, unless the time for acceptance is extended by the City. The City's 61 30170400 "Notice of Intent to Consider an Application for a Franchise" ("Notice") provided, consistent with Minn. Stat. 238.081 subd. 8, that applicants would be required to reimburse the City for all necessary costs of processing a cable communications franchise. Grantee submitted an application fee with its application to the City. The Notice further provided that any unused portion of the application fee would be returned and any additional fees required to process the application and franchise, beyond the application fee, would be assessed to the successful applicant. The Grantee shall therefore submit to the City at the time of acceptance of this Franchise, a check made payable to the City of Eagan, Minnesota for all additional fees and costs incurred by the City. The City shall provide Grantee with a letter specifying such additional costs following approval of this Franchise by the City Council. Such acceptance by the Grantee shall be deemed the grant of this Franchise for all purposes provided,, however, this Franchise shall not be effective until all City ordinance adoption procedures are complied with and all applicable timelines have -run for the adoption of a City ordinance. In the event acceptance does not taker place, or should; all.gfdinance adoption procedures, timelines andyayments not be completed, this Franchise and any and all rights granted hereunder to the Grantee shall be null and void. b. Upon acceptance of this Franchise, the Grantee and the City shall be bound by all the terms and conditions contained herein. The Grantee agrees that this Franchise is not inconsistent with appllcabl&.{law or regulations at the time it is executed. C. Grantee shall accept this Franchise inAe following manner: i. This Franchi-se will be properly executed and acknowledged by Grantee anti delivered' to City. ATTEST: CITY OF EAGAN, MINNESOTA In Christina M. Scipioni, Clerk 62 3017040v6 IC Mike Maguire, Mayor ACCEPTED: This Franchise is accepted and we agree to be bound by its terms and conditions. QWEST BROADBAND SERVICES, INC. DBA CENTURYLINK Dated: Its: SWORN TO BEFORE ME this day of NOTARY PUBLIC 2016. 63 30l7040v6 EXHIBIT A SERVICE TO DESIGNATED PUBLIC BUILDINGS Need to add new exhibit to include the list of public buildings to receive complimentary service — which information was previously included in the I -Net list which has now been deleted. A-1 30170400 EXHIBIT B FRANCHISE FEE PAYMENT WORKSHEET TRADE SECRET — CONFIDENTIAL Month/Year I Month/Year I Month/Year I Total PEG Fee FCC Fees Bad Debt Late Fees REVENUE Fee Calculated Fee Factor: 5% B-1 30170400 EXHIBIT C INDEMNITY AGREEMENT INDEMNITY AGREEMENT made this day of , 2016, by and between Qwest Broadband Services, Inc., a Delaware Corporation, party of the first part, hereinafter called "CenturyLink," and the City of Eagan, a Minnesota Municipal Corporation, party of the second part, hereinafter called "City." WITNESSETH: WHEREAS, the City of Eagan has awarded to Qwest Broadband Services, Inc. a franchise for the operation of a cable communications system in the#City of Eagan; and WHEREAS, the City has required, as a condition of its award of a cable communications franchise, that it be indemnified with respect to all claims and actions arising from the award of said franchise, NOW THEREFORE, in consideration of the contained in this agreement and in consideration of agreement and other good and valuable considerati( CenturyLink hereby agrees, at its sole cost and expi harmless the City, its officers, boards, commissions claims, suits, actions, liabilities and judgments for c limited to, court and appeal costs and reasonable at1 Dn therewith) includes any itions of the ( 6mises and the mutual promises a cable television franchise n, receipt of which is hereby acknowledged, ase, to fully indemnify, defend and hold employees and agents against any and all images, cost.(r expense (including, but not )rneys' feesand disbursements assumed or out of the actions of the City in granting a by another franchised cable operator against Link franchise are less burdensome than r that the CenturyLink Franchise does not satisfy the e, or local 1law(s). The indemnification provided for acts of the City constituting a violation or breach by the anchise ordinance, unless such acts are the result of a acourt or administrative agency, or are caused by the The City shall give CenturyLink reasonable notice of the making of any claim or the commencement of any action, suit or other proceeding covered by this agreement. The City shall cooperate with CenturyLink in the defense of any such action, suit or other proceeding at the request of CenturyLink The City may participate in the defense of a claim, but if CenturyLink provides a defense at CenturyLink's expense then CenturyLink shall not be liable for any attorneys' fees, expenses or other costs that City may incur if it chooses to participate in the defense of a claim, unless and until separate representation is required. If separate representation to fully protect the interests of both parties is or becomes necessary, such as a conflict of interest, in accordance with the Minnesota Rules of Professional Conduct, between the City and the counsel selected by CenturyLink to represent the City, CenturyLink shall pay, from the date such separate representation is required forward, all reasonable expenses incurred by the City in defending itself with regard to any action, suit or proceeding indemnified by CenturyLink. C-1 3017040v6 Provided, however, that in the event that such separate representation is or becomes necessary, and City desires to hire counsel or any other outside experts or consultants and desires CenturyLink to pay those expenses, then City shall be required to obtain CenturyLink's consent to the engagement of such counsel, experts or consultants, such consent not to be unreasonably withheld. Notwithstanding the foregoing, the parties agree that the City may utilize at any time, at its own cost and expense, its own City Attorney or outside counsel with respect to any claim brought by another franchised cable operator as described in this agreement. The provisions of this agreement shall not be construed to constitute an amendment of the cable communications franchise ordinance or any portion thereof, but shall::�e in addition to and independent of any other similar provisions contained in the cable communications franchise ordinance or any other agreement of the parties hereto. The provisions of this agreement shall not be dependent or conditioned upon the validity of the cable communications,, franchise ordinance or the validity of any of the procedures or agreements involved in the award or acceptance of the franchise, but shall be and remain a binding obligation of the parties hereto even „if the cable communications franchise ordinance or the grant of the franchise is declared null andvoid in a legal or administrative proceeding. It is the purpose of this agreement to provide maximum indemnification to City under the terms set out herein and, in the event of adispute as to the meaning of this Indemnity Agreement, it shall be construed, to the greatest extent'permitted bylaw, to provido-for the indemnification of the City by CenturyLink. This agreement shall be a binding obligation of and shall inure to the benefit of, the parties hereto and their successor's and assigns,, ifny. QWEST BROADBAND SERVICES, INC. D/B/A CENTURYLINK Its: was acknowledged before me this day of 2016, by of Qwest Broadband Services, Inc., a Delaware Corporation, on behalf of the corporation. Notary Public Commission Expires C-2 3017040x6 ATTEST: Chris CITY OF EAGAN, MINNESOTA By: Mike Maguire, Mayor C-3 3017040v6