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10/16/2007 - City Council Finance Committee AGENDA FINANCE COMMITTEE MEETING TUESDAY OCTOBER 16, 2007 9:00 A.M. CONFERENCE ROOMS 2A & 2B 1. AGENDA ADOPTION II. 2007 PAYABLE MARKET VALUE HOMESTEAD CREDIT III. STATUS OF FUND BALANCES IV. COMMUNITY INVESTMENT FUND (CIF) a. Civic Arena Improvements b. Fire Apparatus--Ladder Truck c. DCC Capital Funding V. FIRE APPARATUS FUNDING VI. OTHER BUSINESS VII. ADJOURNMENT Agenda Information Memo October 16, 2007, Finance Committee Meeting V. FIRE APPARATUS FUNDING ACTION TO BE CONSIDERED: To provide direction to staff regarding funding alternatives for purchase of Fire apparatus. FACTS: ? At the September 25 retreat, the City Council directed that the Finance Committee review fire apparatus needs and funding alternatives. ? Fire Chief Scott has identified seven pieces of fire apparatus that each cost in excess of $100,000; three of which are scheduled to be replaced in 2008 (estimated total cost of $675,000) and four of which were purchased in 1988 and are scheduled to be replaced one per year in 2009 through 2012 (estimated total replacement cost of $2,400,000). One of the four is currently a first line truck. Replacement costs are in today?s dollars. ? Replacing fire apparatus that costs in excess of $100,000 from the resources of the Equipment Revolving Fund has been problematic as the annual levy is not large enough to generate the necessary resources. Replacement of other City vehicles and equipment is already straining the capacity of that funding source. ? The most recent acquisitions of replacement fire apparatus have been financed through the accumulation of reserves, primarily in the City?s General Fund. ? As noted in the background material for Agenda Item IV b, the General Fund balance is no longer a viable funding source for expenditures of this magnitude. ? In addition to apparatus replacement needs, the Fire Department is analyzing other capital needs, including potential remodeling and a new and/or relocated station. ? Most options regarding the financing of these needs result in a tax levy for debt service. ? The City has statutory authority to issue capital improvement bonds without an election under an approved capital improvements plan and subject to certain conditions, including a three-fifths affirmative vote by the City Council and a public hearing. The issuance is subject to a reverse referendum through a petition process. The definition of capital improvement includes acquisition or betterment of public lands and public safety facilities, therefore purchasing land and building or remodeling fire stations could be financed through that type of bonding. The bonds would result in a tax levy based on tax capacity to support the debt service. ? The purchase of equipment is not included in this enabling legislation. However, equipment can be purchased using equipment certificates payable in not more than ten years without an election. These bonds would also result in a tax levy based on tax capacity for debt service. ? Any other debt issuance for either these public safety facilities and/or equipment would require an election and would result in a referendum market value levy. The benefit to this financing would be in that the debt service period on the equipment could be longer. A market value levy shifts more of the cost to residential property and away commercial/industrial property. However, with an election, the community would be demonstrating its support for the improvements and by extension, the new tax levies. ? It appears that the best available non-tax levy option for financing the replacement equipment would be to use the Community Investment Fund as a source. Information on the status/potential uses of the CIF is included with Agenda Item IV a. ? Use of any options requiring a tax levy need to be carefully reviewed and scheduled to keep the tax levies from stacking, especially the equipment certificates for which debt service is limited to ten years. If the levies get stacked, the City runs the risk of repeating the problem of the 80?s in that annual levies for debt service are greater than the amount of equipment being purchased in a particular year because of interest. In that case, an annual levy for equipment (current Equipment Revolving Fund model) is preferable as the return on the investment is higher without the interest costs. ? An annual levy of enough size to impact capital purchases would result in a more significant increase to the levy in the first year, while a series of debt service levies would result in a gradual increase to the overall levy over a number of years. ? Annual debt service levies are typically not subject to levy limits. Annual levies made directly for equipment purchases would be subject to levy limits, if levy limits were to be imposed by the State. That is not a problem if the levies are already in the base, but levy limits would restrict the City?s ability to increase the levy for additional equipment. ATTACHMENTS: ? Enclosed on pages ______ and ______ is a copy of the fire apparatus inventory including purchase date and price and expected replacement date and cost. Agenda Information Memo October 16, 2007, Finance Committee Meeting III. STATUS OF FUND BALANCES ACTION TO BE CONSIDERED: This item is presented as information only unless the Finance Committee would like to direct additional analysis of any or all of the City's fund balances. FACTS: • As a follow up to a detailed review of the status of the Community Investment Fund, staff was directed to present information to the City Council concerning the fund balance status of all of the City's various funds. • This information was presented at the August 14, 2007 Special City Council Meeting. ATTACHMENTS: Enclosed on pages through is a copy of a memo from Director of Administrative Services VanOverbeke providing information regarding the financial status of the various City funds as of December 31, 2006. (Same memo as presented for the August 14, 2007 Special City Council Meeting) Enclosed on page is a copy of the minutes for this item from the August 14, 2007 Special City Council Meeting. Agenda Information Memo October 16, 2007, Finance Committee Meeting II. 2007 PAYABLE MARKET VALUE HOMESTEAD CREDIT ACTION TO BE CONSIDERED: This item is presented as information only unless the Finance Committee would like to direct additional analysis or provide other direction. FACTS: ? For taxes payable in 2007, the City Council certified a tax levy that included an amount of $950,100 specifically for the purpose of maintaining 100% of the total tax levy and the Market Value Homestead Credit (MVHC) given the continued uncertainty as to whether the State would actually make the 2007 MVHC cash payment to the City. This action was taken after a great deal of research, discussion, and consideration and included an understanding that, if the State actually paid the 2007 MVHC, the dollars would be directed to a specific one- time use and would not become part of the financing base for on-going operations. ? The highest priority item considered, as a one-time use of the MVHC dollars, if received, has been the City?s obligation to the Dakota Communications Center (DCC) for capital items. (Formal consideration of that designation is presented as Agenda Item IV c) ? The City?s final 2007 budget document shows the levy in the category of MVHC/DCC Capital to clearly demonstrate its potential use. The City is accounting for the levy in the Equipment Revolving Fund. ? The City has exercised the discretion to ?levy back? the non-paid MVHC in previous years to the extent permitted by the State. That action has had no impact on the fund balance of the General Fund or any other City fund, since the dollars were received only from the taxes and the State did not pay the MVHC. ? For 2006, the fund balance for the City?s General Fund increased by $612,623, resulting from operations. As noted above, the ?levy back? of MVHC had no impact on that increase, since the State did not pay MVHC to the City in 2006. ATTACHMENTS: (None) Agenda Information Memo October 16, 2007, Finance Committee Meeting IV. COMMUNITY INVESTMENT FUND (CIF) a. Civic Arena Improvements ACTION TO BE CONSIDERED: To provide direction to staff regarding potential acoustical improvements at the Civic Arena. FACTS: ? Councilmember Carlson has asked and the City Council has directed that the Finance Committee meet to consider improvements to the Eagan Civic Arena. ? Staff has researched and compiled background information regarding potential acoustical improvements to the Civic Arena. ? Use of the CIF as afunding source for these improvements may require a change to the CIF policy, unless dollars are only being advanced and will be repaid to the CIF. ? The December 31, 2006 financial report for the Civic Arena Enterprise Fund shows a cash balance of approximately $594,000 with $353,000 of that in the Capital Replacement Account and $241,000 not reserved. Consequently, there is some flexibility to finance priority improvements at the Civic Arena without additional funds from the CIF or from outside operations. ATTACHMENTS: ? Enclosed on pages ______ and ______ is a copy of a memo from Director of Parks and Recreation Seydell Johnson providing historical background, a current review, and public policy questions related to consideration of a new sound system at the Civic Arena. ? Enclosed on pages ______ through ______ is a copy of a July 6, 2007 memo from Director of Administrative Services VanOverbeke covering the current financial status of the CIF, the City?s policy for its use, historical background, and a list of long-range capital needs as determined by Department Directors for current or future resources of the CIF. Agenda Information Memo October 16, 2007, Finance Committee Meeting IV. COMMUNITY INVESTMENT FUND (CIF) b. Fire Apparatus?Ladder Truck ACTION TO BE CONSIDERED: To provide direction to staff regarding a recommendation for the City Council for financing the new fire apparatus?ladder truck. FACTS: ? The replacement ladder truck has been received by the City and placed into service. ? The contract price for the ladder truck was $589,100; with that cost being financed as follows: Contract Price$ 589,100.00 Financed by: Non-cash: Trade in value of old unit$ 130,000.00 Chassis prepayment discount 5,900.00 Aerial prepayment discount 3,100.00 Interest on $130,000 payment 2,778.08 Cash payments 447,411.92 Total$ 589,190.00 ? The City also has an additional obligation of $38,006.80 for equipment related to the ladder truck. $33,896.80 has been paid and $4,110 will be invoiced for equipment bringing the out of pocket cost to $485,418.72 ($447,411.92 + $38,006.80). ? Use of the CIF asfunding source per the staff suggestion may require a change to the CIF policy. ATTACHMENTS: Enclosed on pages ______ and _______ is a copy of a memo from Director of Administrative Services VanOverbeke providing information regarding the financing of the Fire Ladder Replacement. Agenda Information Memo October 16, 2007, Finance Committee Meeting V. COMMUNITY INVESTMENT FUND (CIF) c. DCC Capital Funding ACTION TO BE CONSIDERED: To provide direction to staff regarding a recommendation for the City Council for financing the City?s DCC capital obligation. FACTS: ? In the spring of 2007, the DCC issued $7,435,000 of Public Safety Revenue Bonds to finance the acquisition of capital equipment for its operations. ? The bonds are payable over a seven year period, 2008 through 2014. ? Eagan?s principal share is $1,315,000 based upon the agreed upon allocation for DCC funding. Eagan?s total future cost is $1,542,706.25 including principal and interest. ? The City will have an available balance of enhanced 9-1-1 funds of approximately $200,000 for eligible expenditures including certain of the capital items that the DCC has included in the bonding. ? Staff is suggesting that the 2007 MVHC levy of $950,100 and the 9-1-1 funds of $200,000 be placed in a designated account in the Equipment Revolving Fund and used to meet the City?s DCC debt service requirements for its capital obligation. A formal defeasance of the debt would significantly increase the City?s costs and is not being recommended. ? Use of those two funding sources leaves a principal funding obligation or $164,900 as follows: Eagan Capital Bonding Obligation$ 1,315,000.00 Minus Funding Sources: 2007 MVHC Levy (950,100.00) Enhanced 9-1-1 Balance (200,000.00) Balance$ 164,900.00 ? Following the same logic as outlined earlier for the ladder truck funding, staff is recommending the CIF be used to provide for the balance to designate 100% of the principal amount to be placed in the reserved account in the Equipment Revolving Fund and used along with accrued interest to meet the City?s DCC debt service obligation. ATTACHMENTS: (None) Meeting Notes Finance Committee Meeting October 16, 2007 Attendance: Mayor Maguire, Councilmember Carlson, City Administrator Hedges, Fire Chief Scott, Superintendent of Operations Mesko, and Director of Administrative Services VanOverbeke. I. Agenda The meeting began at 9:00 a.m. with no changes to the agenda. II. 2007 Payable Market Value Homestead Credit City Administrator Hedges and Director of Administrative Services VanOverbeke reviewed the packet information and answered questions regarding the historical market value homestead credit levies and the impact of those levies on the fund balance of the City?s General Fund. III. Status of Fund Balances The memo included in the packet regarding the status of the various City funds was discussed. The Finance Committee asked that this type of information be provided to the City Council on a more regular basis and especially in circumstances where fund balances and/or cash reserves are being allocated to specific uses. IV. Community Investment Fund a. Civic Arena Improvements A discussion was held concerning potential acoustical improvements at the Civic Arena including historical consideration of needs and the installation and use of the existing systems. A differentiation was made between improving what is currently in place and used primarily for announcements versus actual acoustical improvements, which would improve sound quality through methods that are more sophisticated. Improvements that are more substantial would allow for use of the arena(s) for concerts and public speaking. The Finance Committee directed staff to prepare preliminary specifications for sound system/acoustical treatments in the West Arena. Financing would be provided through a loan from the Community Investment Fund with the understanding that the loan would be repaid from future operating revenue. Upon receipt of bids staff is to analysis the Civic Arena?s capacity to repay the loan during the life of the system. Current retained earnings would be left in the Civic Arena Fund for other future potential improvements. Staff is to place this item on the City Council Agenda for the November 5, 2007 meeting for approval to advertise for bids. Finance Committee Meeting Notes October 16, 2007 b. Fire Apparatus?Ladder Truck Director of Administrative Services VanOverbeke reviewed the background packet information and his memo of August 10, 2007 regarding the funding of the new ladder truck. The out of pocket cash required is $485,418.72. After discussion regarding the various options, staff was directed to place this item on the November 5, 2007 City Council Agenda to approve funding the purchase of the ladder truck from the Community Investment Fund per the staff recommendation. c. DCC Capital Funding Staff presented a financing plan to provide payment for the City?s DCC capital obligation without annual tax levies including the use of the 2007 Market Value Homestead Credit Levy, available Enhanced 9-1-1 dollars, with the balance being transferred from the City?s Community Investment Fund. The estimated amount to be transferred is $165,000 with the final amount being determined upon transfer of dispatch operations to the DCC. The total allocation will be designated in the City?s Equipment Revolving Fund and used to pay debt service obligations as they come due. It is prohibitively expense to formally defease Eagan?s share of the outstanding bonds. The Finance Committee directed that this item be placed on the November 5, 2007 City Council Agenda for formal approval. The Finance Committee further directed that an updated summary of the status of the Community Investment Fund also be presented at that time. V. Fire Apparatus Funding Fire Chief Scott presented information regarding the replacement needs for larger and more expensive fire apparatus. A great deal of equipment was purchased in the 1980?s during the period of rapid growth and is in need of replacement. The use and financial limitations of the City?s Equipment Revolving Fund and Part II CIP process were also discussed. Staff was directed to prepare a long-term renewal and replacement plan for the fire apparatus and to present information at the October 30, 2007 City Council Special meeting. Staff was further directed to prepare additional information regarding the purchase and replacement of the vehicles and equipment currently being purchased through the City?s Part II CIP and funded in part through the Equipment Revolving Fund. There was no other business and the meeting was adjourned.