Loading...
06/09/2009 - City Council Special AGENDA SPECIAL CITY COUNCIL MEETING TUESDAY JUNE 9, 2009 5:30 P.M. EAGAN ROOM-EAGAN MUNICIPAL CENTER 1. ROLL CALL AND ADOPTION OF THE AGENDA II. REGIONAL ROADWAY VISIONING STUDY UPDATE III. RECEIVE UPDATE ON EAGAN EMERGENCY PLAN & EAGAN U J EMPLOYEE PERSONAL SECURITY PLAN / UPDATE ON FEMA TRAINING EVENT G / 5 IV. RECEIVE UPDATE ON THE 2009 GENERAL FUND BUDGET ADJUSTMENTS AND ON THE 2010 GENERAL FUND BUDGET V. OTHER BUSINESS VI. ADJOURNEMENT Special Council Workshop Agenda Memo June 9, 2009 II. REGIONAL ROADWAY SYSTEM VISIONING STUDY - UPDATE ACTION FOR CONSIDERATION: No action required. Informational update only. FACTS: • There are approximately 1,200 acres of undeveloped/underdeveloped land in the northeast corner of Eagan and 3,140 acres in the adjacent northwest corner of Inver Grove Heights. Combined, they provide one of the largest land areas of potential future economic and residential growth adjacent to the 1-494/694 ring in the metro area. The two sites are expected to generate over 200,000 trips per day when fully developed, and will significantly increase traffic demand in the area, particularly on TH 149, TH 3 and their interchanges with 1-494. • In 2006-07, the cities of Eagan and Inver Grove Heights along with Dakota County completed a joint "North-South Corridor Travel Demand Study" to perform a preliminary analysis for a variety of roadway options in the north- central portion of Dakota County and considered a consolidated regional and county perspective broader than the local roadway system needs of each city. This study looked at both the anticipated traffic generation and assumed distribution of not only the Eagan/Inver Grove Heights area, but also future traffic from development growth in Farmington and Rosemount (U-MORE Park). • The next phase of this study (Regional Roadway System Visioning Study) has been expanded to involve the cities of Mendota Heights & Sunfish Lake along with MnDOT, the Met Council and FHWA. The overall goal of the study is to develop a long-term roadway system vision that is supported by all jurisdictions and balances land use and transportation improvements for the designated area. The study outcome will include a system plan that can be implemented over time by the study partners, enabling them to plan for ongoing development and local/regional infrastructure improvements. Study outcomes include roadway and intersection improvements, new alignments, concept layouts, right-of-way footprints, access spacing, cost estimates, social/engineering/environmental (SEE) impacts and an implementation plan. • Dakota County, through a Joint Powers Agreement, has retained the firm of SRF Consultants Inc. for this study which provides for 2 meetings with each of the 4 City Councils and two general open houses along with a public website administered by Dakota County. • SRF will provide a 15 minute background of this significant study, discuss major stakeholders, the study process and goals, an overview of the work completed and plans for the first open house on June 24. They will also be available to address any questions the Council may have. Agenda Information Memo June 9, 2009 Special City Council Meeting III. RECEIVE UPDATE ON EAGAN EMERGENCY PLAN & EAGAN EMPLOYEE PERSONAL SECURITY PLAN / UPDATE ON FEMA TRAINING EVENT ACTION TO BE CONSIDERED: This is informative only. There is no formal action required. FACTS: • The City of Eagan has an Emergency Plan that would be relied upon in the event of a disaster. • The emergency plan is regularly evaluated by Jeremy Klein who is City's Emergency Manager. • Based upon state recommendations along with an evaluation of the May 2008, disaster exercise that was conducted in concert with the Minnesota Air National Guard, the emergency manager is recommending updates to the plan. • Aside from terminology updates and managing storm debris, the plan will reference volunteer and donation management along with updating the appendix with newly standardized forms that are recognized among many public safety organizations. The plan will also provide samples of media releases that may be helpful to a staff member acting as a public information officer during a disaster. • Jeremy Klein will offer a brief explanation of the proposed changes. • Once the Council has a chance to offer input on the proposed changes, City Emergency Management will provide updates (or an entire document for Council Member Hansen) to everyone entitled to the plan. • At the conclusion of the plan discussion, Jeremy Klein will provide a brief update on the upcoming emergency management exercise that will take place in Emmitsburg, Maryland the week of August 24, 2009. ATTACHMENTS: A copy of the proposed updates are attached on pages through 4 A Updates to Emergency Plan (Pages 10 - 11) Terminology change from "Responsibility Assignments " to "Emergency Support Functions Detailed descriptions of the individual Emergency Support Functions are included in an Emergency Support Function Appendix (Pages 278-284). As personnel become more accustomed to the use of Emergency Support Function terminology we will probably be able to phase out the reference material in the appendix in future updates of the Plan. VI. EMERGENCY SUPPORT FUNCTIONS (ESFs) (RESPONSIBILITY ASSIGNMENTS) A summary of the City of Eagan's emergency support functions is shown on Chart B. Heads of various city government departments and agencies will be responsible for carrying out the assignments shown on this chart. Additional information about these emergency support functions is contained in the annexes to this Base Plan. One annex exists for each of the support functions shown on chart B. "ESFs": At the federal level emergency support functions have been identified through a numbering system. Currently federal agencies operate under 15 emergency support functions. To assist with providing common terminology, the corresponding federal ESF number is included in Chart B. See the Emergency Support Function Appendix (Page 278) for detailed descriptions of the ESFs and the Federal agencies responsible for each ESF. (Pages 105 -111) Sample media releases for various types of incidents were added to the Public Information Standard Operating Procedure. (Pages 119 - 120) A formula for estimating debris quantity and an example calculation were added to the Debris Clearance Standard Operating Procedure. (Pages 218 - 277) A Forms Appendix was added to provide a single location for accessing various forms needed during emergency operations. The forms include Incident Command System forms which are used for resource tracking, briefings, and development of Incident Action Plans (IAPs). Other forms include an emergency declaration form, damage assessment forms, forms to assist in managing access to affected areas, and forms for requesting various types of disaster assistance. 5 Updates to Emergency Plan (Pages 92 - 95) New Annex to address item #69 in the MNWALK state planning guidance: "Describe your process for managing volunteer resources and donations. " CITY OF EAGAN ANNEX Q EMERGENCY PREPAREDNESS PLAN VOLUNTEER AND DONATION MANAGEMENT 1. PURPOSE This Annex establishes an organizational structure and process through which the City of Eagan can access and manage both volunteers and donations during community-wide disaster response and recovery efforts. When managed appropriately, volunteers provide a valuable, cost effective resource to the community. Also, properly managed donations during a disaster can speed the rate at which recovery takes place. II. DEFINITIONS Volunteer: A person who willingly provides his or her services without receiving financial compensation. Affiliated Volunteer: A volunteer who is a member of either a governmental agency or a non-governmental agency who has been trained by that agency for a specific role or function in disaster response or recovery activities. Spontaneous Volunteer: An individual who comes forward following a disaster to assist a governmental agency or non-governmental organization with disaster related activities during the response or recovery phases without pay or other consideration. Spontaneous volunteers are also often referred to as unaffiliated or emergent volunteers. Donation: A voluntary gift, grant, or contribution of cash, materials, or services without any consideration required therefor. III. RESPONSIBILITIES A. Upon activation of the Emergency Operation Center (EOC) the Emergency Manager will assess the need to establish the Volunteer and Donations Coordinator position. B. The Volunteer and Donations Coordinator will be responsible for establishing contact with any voluntary organizations currently on-scene and any additional needed voluntary organizations to coordinate their activities. The Coordinator will also manage donation activities during the incident. C. The Volunteer and Donations Coordinator will work closely with the Congregate Care Coordinator and the Chief Building Official regarding the coordinated use of voluntary organizations and donated goods in mass care of evacuated or displaced residents and in assisting with damage assessment (Red Cross). 4 CITY OF EAGAN ANNEX Q EMERGENCY PREPAREDNESS PLAN VOLUNTEER AND DONATION MANAGEMENT D. The Volunteer and Donations Coordinator will survey Emergency Operations Center (EOC) agency representatives to determine the need for volunteers and donated goods. E. If determined that additional volunteers or donations would be beneficial to response and recovery operations the Volunteer and Donation Coordinator will initiate the dissemination of donation information and registration processes for volunteers. The Volunteer and Donations Coordinator will ensure that the Public Information Officer has accurate information regarding volunteer opportunities and donation instructions to be released to the public. F. The Volunteer and Donations Coordinator is responsible for interviewing, screening, registering, training, and the safe supervision of any registered spontaneous volunteers that are involved in disaster operations. G. Upon delegation of authority by the City Council the Volunteer and Donations Coordinator will be responsible for evaluating and accepting donated goods on behalf of the City. H. The Volunteer and Donations Coordinator may delegate some of his or her responsibilities to a recognized volunteer organization through the planning process during response and recovery operations. IV. SUPPORTING AGENCIES / ORGANIZATIONS Supporting Agencies include all Minnesota Voluntary Organizations Active in Disaster (MNVOAD) member agencies. MNVOAD is a non-profit organization that assists in coordinating the activities of its member agencies which include voluntary organizations such as the American Red Cross, Salvation Army, and many others. For purposes of this plan, voluntary organizations refer to all organized volunteer groups that have backgrounds in providing disaster relief services. Additional supporting organizations may include local church groups, private businesses, the crime prevention association, or fire auxiliary. - City employees who choose to volunteer during their non-work hours shall follow the same registration procedure used for other volunteers. - City employees not already assigned to disaster operations, but who are interested in assisting during regular work hours must first receive approval from their supervisor. If the employee volunteers to provide a service that is similar or in any way related to his / her job duties as an employee, the employee, as a volunteer is entitled to all rights under fair labor standards. CITY OF EAGAN ANNEX Q EMERGENCY PREPAREDNESS PLAN VOLUNTEER AND DONATION MANAGEMENT VI. SUPPORTING DOCUMENTS - Volunteer Management Standard Operating Procedure - Volunteer and Donations Coordinator Checklist - Minnesota State Statute Chapter 12: Emergency Management Referred to as: "Minnesota Emergency Management Act of 1996" Chapter 12.22: Assistance, Acceptance, Rules Subdivision l.Federal aid. Whenever the federal government, or an agency or officer of the federal government, offers to the state, or through the state to any political subdivision of the state, services, equipment, supplies, materials, or funds by way of gift, grant or loan, for the purposes of emergency management, the state, acting through the governor, or the political subdivision, acting with the consent of the governor and through its governing body, may accept the offer and then may authorize an officer of the state or of the political subdivision, as the case may be, to receive the services, equipment, supplies, materials, or funds on behalf of the state or the political subdivision and subject to the terms of the offer and the rules, if any, of the agency making the offer. However, no money or other funds may be accepted or received as a loan nor any indebtedness incurred except as provided by law. Subd. 2. Individual offers of aid. Whenever a person offers to the state or to a political subdivision of the state, services, equipment, supplies, materials, real property, or funds by the way of gift, grant, or loan, for purposes of civil emergency management, the state, acting through the governor, or a political subdivision, acting through its governing body, may accept the offer and then may authorize an officer of the state or of the political subdivision, as the case may be, to receive the services, equipment, supplies, materials, real property, or funds on behalf of the state or political subdivision, and subject to the terms of the offer. However, no money or other funds may be accepted or received as a loan nor any indebtedness incurred except as provided by law. Real property so accepted must be treated as, and subject to the same immunities during time of national security emergency as, real property owned by the state. 5 CITY OF EAGAN ANNEX Q EMERGENCY PREPAREDNESS PLAN VOLUNTEER AND DONATION MANAGEMENT Subd. 2a. Volunteer protections. (a) Individuals who volunteer to assist a local political subdivision during an emergency or disaster, who register with that subdivision, and who are under the direction and control of that subdivision are considered an employee of that subdivision for purposes of workers' compensation and tort claim defense and indemnification. (b) Individuals who volunteer to assist the state during an emergency or disaster, who register with a state agency, and who are under the direction and control of the state agency are considered an employee of the state for purposes of workers' compensation and tort claim defense and indemnification. (c) Notwithstanding qualification for volunteer protection under paragraph (a) or (b), a Minnesota Responds Medical Reserve Corps volunteer under sections 145A.04 to 145A.06, responding at the request of the commissioner of health, must receive state workers' compensation benefits and tort claim defense and indemnification as provided in section 145A.06, subdivision 7. Updates to Emergency Plan (Pages 136 - 140) New Standard Operating Procedure outlining the management of volunteer organizations, spontaneous volunteers, and donations. CITY OF EAGAN ANNEX Q EMERGENCY PREPAREDNESS PLAN STANDARD OPERATING PROCEDURE VOLUNTEER AND DONATIONS MANAGEMENT This Standard Operating Procedure has been developed to guide specific responsibilities of the Volunteer and Donations Coordinator. Following National Incident Management System (NIMS) protocols volunteer and donation coordination responsibilities will lie with the Emergency Management Coordinator until the Volunteer and Donations Coordinator position is established. A. VOLUNTEER AGENCY COORDINATION Voluntary Agencies Already On-scene The Volunteer and Donations Coordinator will establish contact with any organized voluntary agencies that are already working the disaster. - Once contact is made the Volunteer and Donations Coordinator will identify an appropriate communication system. - Depending on the type of incident the Volunteer and Donations Coordinator may request a VOAD (Voluntary Organizations Active in Disaster) liaison in the EOC. - The Volunteer and Donations Coordinator will identify the current number of volunteers on-scene and the roles that they are filling (sheltering, feeding, counseling, damage assessment, debris removal, etc.) - The Volunteer and Donations Coordinator will work with on-scene voluntary agencies to satisfy unmet needs. Requesting Voluntary Agencies If the need for voluntary agency assistance has been identified, the Volunteer and Donations Coordinator will contact the appropriate volunteer agencies. Contact numbers can be located in the Resource Manual portion of this plan. - The Volunteer and Donations Coordinator will survey EOC staff to determine unmet needs. - The Volunteer and Donations Coordinator will evaluate private property owner desire and acceptance of having volunteers assisting on their property. This evaluation will help guide the need for voluntary organizations associated with debris removal / private property clean-up. - The Volunteer and Donations Coordinator will make requests for assistance from voluntary organizations as specific as possible. (Number of people to shelter, or feed, or number of homes to be assessed) -The Volunteer and Donations Coordinator will establish a single point of contact for coordination between the City and the Voluntary Organization. - The Volunteer and Donations Coordinator will brief the voluntary organization on the current situation, and provide clear direction on where they should respond. 7 CITY OF EAGAN ANNEX Q EMERGENCY PREPAREDNESS PLAN STANDARD OPERATING PROCEDURE VOLUNTEER AND DONATIONS MANAGEMENT - If it is apparent that assistance from multiple voluntary organizations will be needed the Volunteer and Donations Coordinator can contact the State Duty Officer (see resource manual) and request that they contact a MNVOAD representative (Minnesota Voluntary Organizations Active in Disaster) - The Volunteer and Donations Coordinator will maintain records for the numbers of volunteers and the hours that they have served. B. SPONTANEOUS VOLUNTEER MANAGEMENT Spontaneous Volunteers Already On-scene The Volunteer and Donations Coordinator will gather information from City responders to determine the current status of spontaneous volunteers on-scene. - The Volunteer and Donations Coordinator will assess the usefulness of the volunteers. If it is determined by on-scene responders that the spontaneous volunteers are interfering with emergency operations or working in unsafe conditions the Volunteer and Donations Coordinator will work with law enforcement to remove those individuals. - Following the initial assistance of spontaneous volunteers (i.e. passer-by) all unaffiliated volunteers should be kept out of the area until a registration and tracking plan is in place for spontaneous volunteers. - The Volunteer and Donations Coordinator will work with the Public Information Officer to provide a message directing people that volunteers are not needed at this time, but assistance may be needed once emergency operations stabilize. Requesting Spontaneous Volunteers Prior to broadcasting a request for volunteers the Volunteer and Donations Coordinator will develop a written plan for registering and managing volunteers. The written plan shall address all of the components outlined below: - Volunteer Staging Area: The Volunteer and Donations Coordinator will identify an appropriate location for the registration, briefing, and transport of volunteers. (Recommended staging area is the Civic Arena) The site should provide: - Ample parking for personal vehicles - Easy access for busses - Sufficient shelter for waiting volunteers - Sufficient sanitation services (Can be augmented with portable toilets) - Large enough areas for registration, interviewing, briefing, and waiting - Salvation Army or Red Cross canteen (if available), or an alternate source - Appropriate signage to direct volunteers CITY OF EAGAN ANNEX Q EMERGENCY PREPAREDNESS PLAN STANDARD OPERATING PROCEDURE VOLUNTEER AND DONATIONS MANAGEMENT - Staging Area Staffing: The Volunteer and Donations Coordinator will identify city personnel to fill Registration and Transportation Coordinator positions as needed. (Staffing could come from City Parks and Recreation staff, crime prevention association, or fire auxiliary) - Registration staff may be used to answer a telephone registration line prior to the opening of the Volunteer Staging Area. - A Transportation Coordinator will be responsible for arranging transportation of the volunteers from the staging area to the disaster area. The Transportation Coordinator will also coordinate the use of Parks and Recreation or Fire staff as Team Leaders for each group of volunteers taken to the disaster area. - Registration staff will instruct volunteers on how to complete the volunteer intake form and will collect the completed intake form. Registration staff will then run a background check using the BCA website. Registration staff will forward the form along with background notes to the Transportation Coordinator, and will direct the volunteer to the waiting area. - The Transportation Coordinator will evaluate the background and determine if the person will be used as a volunteer. If they will not be used as a volunteer the Transportation Coordinator will ask the individual to leave the staging area. (In addition to criminal history information Volunteers may be turned away due to unsafe attire or lack of physical capabilities). If the individual will be used as a volunteer the Transportation Coordinator will issue a wrist band and will coordinate transport to the site creating a passenger manifest for each bus. - The Volunteer and Donations Coordinator will work with the Transportation Coordinator to acquire and track the use of busses for volunteer activities. - On-Scene Volunteer Management: - The Volunteer and Donations Coordinator will work with Fire and Parks and Recreation staff to assign personnel to be volunteer Team Leaders. Each Team Leader will be responsible for one group of volunteers and will be provided a full list of the individuals on the bus. - The Volunteer and Donations Coordinator will work with the Incident Management Team Planning and Operations staff to determine volunteer assignments. Team Leaders will be briefed on their assignment prior to departing the staging area and will be provided contact information regarding who they report to once they are on- scene. - The Volunteer and Donations Coordinator will be responsible for acquiring any hand tools or personal protective equipment (PPE) needed for the volunteer teams. - Team Leaders will establish contact with their on-scene supervisor and will direct the volunteers on the tasks to be completed. CITY OF EAGAN ANNEX Q EMERGENCY PREPAREDNESS PLAN STANDARD OPERATING PROCEDURE VOLUNTEER AND DONATIONS MANAGEMENT - Each Team Leader will carry a container to collect any valuables that are found by volunteers. - Team Leaders will serve as the safety officers for their groups. - At the end of the operational period the Team Leader will conduct a head count of the volunteers prior to departing the disaster site. - All volunteers will return to the volunteer staging area and will be signed out for tracking purposes prior to their release from the incident. - Public Information for Volunteer Requests: Once the staging area, staffing, and on- scene management have been planned and documented, the Volunteer and Donations Coordinator will work with the PIO to release information for how people should volunteer. The message should include the following: - Volunteers will be needed on ........(day) time......for these tasks......... - Volunteers can pre-register by calling xxx-xxx-xxxx, or registering on-line at www.cityofeagan.com - Volunteers coming out on (day) should go to located at............ Eagan, MN - Volunteers must be 18 years of age or older, in good health, and able to walk on uneven ground. - Volunteers should dress appropriately including sturdy closed toe footwear, gloves, and eye protection. - Background checks will be conducted on potential volunteers and individuals with criminal histories will be dismissed. - Volunteers will also be dismissed if they are not wearing appropriate attire, or for any actions detrimental to the operation. C. DONATION MANAGEMENT The Volunteer and Donations Coordinator will work with the Public Information Officer to broadcast information as to the preferred form of donation. Cash Donations All cash donations should be made to a voluntary relief organization, not directly to the City. - The Volunteer and Donations Coordinator will advise all voluntary organizations that the City is instructing the public to donate to the disaster relief organization of their choice and ask the voluntary organizations to provide phone numbers that they would like published for accepting donations. /Z'), CITY OF EAGAN ANNEX Q EMERGENCY PREPAREDNESS PLAN STANDARD OPERATING PROCEDURE VOLUNTEER AND DONATIONS MANAGEMENT - If local banking institutions elect to establish disaster funds the Volunteer and Donations Coordinator will make contact with those institutions advising them that the City will not be involved in the disbursement of those funds. - Regardless of how the cash donation process is publicized the City should anticipate receiving some direct cash donations. The City will document all disaster related cash donations received directly by the City. The City Council will make the final determination on the proper use or distribution of cash received. - A possible method for managing funds received by the City is to ask a local charitable organization to coordinate the distribution of funds to voluntary organizations assisting with the disaster, or directly to disaster victims. Unsolicited Material and Service Donations The Volunteer and Donations Coordinator will be responsible for the proper documentation of all unsolicited materials and services that are donated during the disaster. - The Volunteer and Donations Coordinator will work with the PIO to broadcast that cash donations to voluntary organizations is the preferred donation. They should also specify what types of donations are not needed. - Those that have small quantities or used goods to donate should be given specific instructions on how and where to donate their items. - If necessary the Volunteer and Donations Coordinator will identify a Donated Goods Manager and a site to be used for storage and sorting of donated goods. - Upon delegation of authority by the City Council the Volunteer and Donations Coordinator, or Donated Goods Manager if appointed, may accept donated goods on behalf of the City during response and recovery operations. - Shipments of donated goods will be inspected and either accepted or denied. If accepted they will be documented in the donated inventory. - Organizations delivering donated goods will be required to sign a document specifying that the materials and all associated expenses are a donation and the City is free from any financial or promotional obligation. Solicited Material and Service Donations Situations may arise where there is a clear need throughout the community for specific materials or services (pumps, generators, household cleaners, tarps, etc.). In these situations the Volunteer and Donations Coordinator in accordance with the authority granted by the City Council may include a request for specific materials or services in press releases and press briefings. - The City Council will determine with the assistance of the Volunteer and Donations Coordinator, the fair and equitable use of the materials once the City takes possession of the materials or services. - The Donated Goods Manager will be responsible for the acceptance, inventory, distribution, and if necessary collection of the solicited material. 1/ Updates to Emergency Plan Volunteer and Donation Management Forms (Located in the Forms Appendix) Cit of Eaaau Y TEMPORARY DONATION CERTIFICATION I , attest that I am an authorized representative for (Print Name) and certify that the material and / or service (Print Organization Name) delivered to the City of Eagan on this day of 2009 is a temporary donation to the City of Eagan. The City of Eagan is not responsible for any expenses incurred in the delivery or collection of these goods or services by the donating entity. Furthermore, the City of Eagan is free from any financial or promotional obligations associated with this donation. These materials and or services will remain under the direction and control of the City of Eagan for a period of days, at which time the donating organization will collect the donated materials or cease the donated services. The donating organization agrees that returned materials will be accepted "as is" and the City of Eagan will not be held responsible for any replacement, repair, or maintenance of the donated materials. (Donator Signature) (Date) Donation accepted on behalf of the City of Eagan by: (Staff Print Name) (Date) 40ky~ City of EPERMANENT DONATION CERTIFICATION I , attest that I am an authorized representative for (Print Name) and certify that the materials delivered to the City of (Print Organization Name) Eagan on this day of 2009 is a donation to the City of Eagan. The City of Eagan is not responsible for any expenses incurred in the delivery of these goods by the donating entity. Furthermore, the City of Eagan is free from any financial or promotional obligations associated with this donation. These donated materials are now considered the free and clear property of the City of Eagan. (Donator Signature) (Date) Donation accepted on behalf of the City of Eagan by: (Staff Print Name) (Date) DISASTER VOLUNTEER REGISTRATION FORM First Name: Last Name: Middle Initial: Address: City: State: Zip Code: Home Phone: Cell Phone: Date of Birth: (MM/DD/YYYY) Special Skills: Name: Relationship: Address: City: State: Zip Code: Home Phone: Business Phone: Cell Phone: By signing this volunteer registration form, I acknowledge and agree that I am freely volunteering my services to the City of Eagan to assist in and during the current emergency or disaster. I acknowledge and agree to act under the direction and control of the City's Emergency Manager, or his/her designee, and if I fail to act in accordance with the direction and control of the City's Emergency Manager, or his/her designee, I will be dismissed as a volunteer and I shall leave the disaster area immediately. Finally, I acknowledge and agree to indemnify and hold the City harmless for any injury, harm or damage caused by or to me, except as otherwise protected under Minnesota Statutes, § 12.22. X• • Date: Volunteer Signature Agenda Information Memo June 9, 2009, Special Eagan City Council Meeting IV. RECEIVE UPDATE ON THE 2009 GENERAL FUND BUDGET ADJUSTMENTS AND ON THE 2010 GENERAL FUND BUDGET ACTION TO BE CONSIDERED: 1. To provided direction to staff regarding proposed adjustments to the 2009 General Fund Budget and direct preparation of an amendment for formal consideration at the June 16, 2009 regular City Council meeting. 2. To provide direction to staff regarding preparation of the 2010 General Fund Budget. FACTS: 2009 General Fund Budget Adjustments • In late 2008 the Senior Management Team began discussions about the 2009-2010 budgets and what Eagan could be facing given the State budget deficit. Eagan subsequently lost $430,000 in MVHC in 2008 through the Governor's unallotment process. The unallotment combined with reduced development and other service related revenues resulted in expenditures exceeding revenues by $780,000 for fiscal year 2008 and a reduction in the City's fund balance. • At the March 3, 2009 regular City Council meeting the City's 2009/2010 Goals were approved. The approved goals include a budget/fiscal goal to; "Maintain the City's long standing fiscally prudent and responsible budgeting approach while pursuing greater levels of fiscal independence and self reliance in long term budgeting." • The March 10, 2009 special City Council meeting included discussion regarding potential 2009 Budget adjustments and 2010 & 2011 budget preparation. The City's labor attorney appeared at the meeting and provided information regarding labor contracts and a potential request for concessions from the City's unions. The City Council reiterated the need to move forward by working on the current budget while keeping the fiscally responsible budget goal in mind. • On April 2 an all employee meeting was held at which time City Administrator Hedges alerted all staff to the budget challenges facing the City and asked for employee suggestions to address the problem. • At the April 28 City Council retreat, the overall budget plan for 2009, 2010, & 2011 was reviewed including necessary reductions and potential personnel adjustments. /3 Specific direction was given to consider an amendment to the 2009 General Fund Operating Budget. • In early May communications were sent to each of the City's labor unions requesting suggestions for reducing personnel related costs for 2009, 2010, & 2011. A communication was also sent to all employees asking for cost savings or cost reducing ideas that would have a positive impact on Eagan's overall spending plan. • While no specific proposals have been received from the unions, discussions are continuing. Approximately 130 employees have responded in a confidential manner to the request for ideas and have submitted numerous ideas grouped thematically as follows: Managing Natural Resources: 52 of 71 respondents indicated that "E-Communication" could save money on paper and printing costs. Reduce use of paper communications by communicating more electronically. 60 respondents indicated that City property could still be maintained to an acceptable standard by changing maintenance practices. • Mow less often so the City does not need to water as often. • Lessen overall landscaping designs; e.g. plant perennials verses annuals • Solicit volunteers to assign with weeding, mowing etc. • Change the facility temperatures • Turn off lights or replace with motion detectors Purchasing of Equipment and Replacement Schedules: 47 respondents indicated that vehicles, heavy equipment, computers/software and other equipment could be upgraded or replaced less frequently. • Forego program initiatives that have outlying costs which could be postponed for 1-3 years. Revenue Ideas: 67 respondents indicated a variety of ideas for increasing revenue, examples include, • Increase Water/Utilities fees, enforce watering restrictions • User fees for City services • Rent out the City's existing fleet and equipment to other Cities /C! Vehicle Usage: 46 respondents indicated an interest in changing how vehicles are used in order to save money, examples include, • Car pooling, right size vehicle and enforce idling policy Work Consolidation: 43 respondents offered ideas for combining or sharing work, some examples include, • Cross training and sharing staff across departments • Offering existing human resource services to neighboring cities. Purchasing Consolidation: • Central ordering and purchase of cleaning supplies and equipment • Reduce custodial and contractual work and move in house Hours of Work Early/Phased Retirement: 30 respondents indicated an interest in an early retirement in the next 1 - 3 years. • Attached is a document outlining concepts for a Phased Retirement Program and an Early Retirement Program. • The goal of such programs is to reduce compensation costs, and perhaps some other human resources related costs. • In most cases, an early retirement would not be back filled in a traditional manner but rather duties would be reassigned. • The Phased PERA Retirement would result in a full time employee working 20 hours or less per week verses 40 over a 1 -4 year period of time. Reduced Schedules 18 respondents indicated a possible interest in reducing their hours of work • Attached is a document outlining a Voluntary Reduced Schedule Option • Consider a mandatory reduced schedule for identified positions • Included as an attachment to is a worksheet that resets the 2009 Budget to $27,137,200 and creates a projected 2010 budget of $27,933,700. This spreadsheet shows a reallocation of the tax levy to the General Fund in the amount of the MVHC being lost in 2010 ($710,500) and a net reduction in expenditures in the amount of the projected loss of other revenues ($592,000). This reallocation for loss of MVHC / 7 would place Eagan in the same situation that other cities that previously budgeted MVHC into capital funds are in now; meaning that the loss of MVHC is impacting projects and not operations. The City Council reviewed and concurred with this proposal at the April 28 meeting. • Expenditure reductions to rebalance the 2009 Budget at the lower level require changes to operations and service cuts. Retirements from positions that would not require backfilling with new employees is one of the most attractive options to make personnel expenditure reductions. The effect of that type of personnel adjustment probably gets into 2010 before most savings could be recognized. • Options are available to increase General Fund revenue thereby removing the necessity for expenditure reductions in the event the City Council desires to give that option additional consideration. New revenues, such as the transfer of more antennae lease revenues, administrative fees for designated traffic offenses, higher utility fund transfers, and greater reallocation of the tax levy all would allow for maintenance of current expenditure levels. That approach has different long term implications as the budget base would not be reset at a lower level. • Senior Management has continued to meet and discuss options to readjust the 2009 budget to a new base (base adjustments) and to reduce spending to provide an increase to the cash flow (fund balance increase). These discussions will continue through the remainder of 2009. 2010 Budget Preparation • In early May, staff began the 2010 budget process and Department Directors are preparing 2010 budget proposals for the various divisions and departments. The General Fund and Civic Arena proposals currently are to be submitted to the City Administrator by June 19, 2009. Following submission, budgets will be reviewed by the staff budget team with departmental meetings beginning in late June and continuing into July. • The City Administrator's recommended budget is scheduled to be presented to the City Council for formal and detailed review in August depending on the scheduling of the special meeting. Following review of the draft 2010 Budget, the Council has suggested community information meetings during the early fall to better understand how budget shifts or reduction might impact service delivery. • Preparation of the 2010 Budget is more fluid than usual in that it is taking place in the same time frame as adjustments are being made to the 2009 Budget; consequently, the original submission date of June 19 is problematic and may require adjustment. • As a starting point, Directors have been instructed to prepare budgets from the revised (and yet to be approved) 2009 department budgets and to provide detailed explanations for any service delivery impacts resulting from the reductions necessary to achieve a budget at that level. d • The other Enterprise Fund operating budgets including Water, Sanitary Sewer, Storm Drainage, Water Quality, Street Lighting, Community Center, and Cascade Bay are due to the budget team in late July and will be presented to the City Council in September. • Capital budgets including the Part II (Vehicles & Equipment) CIP and General Facilities Renewal & Replacement are also being prepared at this time and are due on June 19. • This budget cycle will continue the process used over the last three years of enhancing the budget to become a better and more comprehensive planning, policy, and communications tool through recommendations of the Government Finance Officers Association. ATTACHMENTS: • Enclosed on page is a copy of the document distributed at the February retreat and as an attachment for the March 10 special meeting demonstrating a possible process to address the 2009 Budget adjustments and budgeting for 2010 and 2011 as a first step in implementation of the City Council's Budget/Fiscal Goal. • Enclosed on page o~ / is a copy of the summary 2009 budget adjustments to meet the 2009 target budget of $27,137,200 proposed for consideration by the City Council. • Enclosed on page is a copy of the preliminary 2010 Budget Calendar. Budget/Fiscal Goal: Maintain the City's long standing fiscally prudent and responsible budgeting approach while pursuing greater levels of fiscal independence and self reliance in long term budgeting. Objective: Provide a mechanism/process to address revenue shortfalls and to determine appropriate responses through current and future operating budgets, employing the proper mix of bridging techniques and budget reductions. 1. Manage revenue reductions. 2. Review potential additional revenues. 3. Right size personnel and service delivery to available resources. 4. Put a long range financial plan in place to provide budget stability and sustainability. Budget Year: 2008 Take no additional action regarding 2008. Assumes that operations will be balanced and/or any deficit will be covered by the fund balance. 2009 Phase I Take the following steps immediately: • Soft hiring freeze • Address MVHC loss: o Reallocate tax levy o Reduce expenditures ¦ Budget cuts ¦ Cash flow savings Phase II • Establish 2010 and 2011 budget targets and begin budgeting process. Phase III (On or about July 1) • Review status of cost savings and other potential revenue changes over and above MVHC and determine necessity for further 2009 responses. Review fund balance status and make re-levy/increased levy decisions. 2010 • Determine available and practical opportunities to levy back lost revenues and to right size personnel and service delivery to available revenues. (Reset base budget for sustainability based on 2009 activities and future projections.) 2011 • Continued implementation of 2009 and 2010 decisions. 27-Apr-09 2009 Tax levy is reallocated to replace the General Fund MVHC loss of $710,500 Other General Fund revenue projections are reduced by $592,000 Original Revenue Budget 27,729,200 Reduction (592,000) Revised Revenue Budget 27,137,200 Original Expenditure Budget 27,729,200 Positions eliminated to date: Officers (2) Crime Analyst (1) Government Buildings (1) (245,600) Budget Adjustments 99,400 Additional reductions in personnel and other savings in 2009 (445,800) Revised Expenditure Budget 27,137,200 Ending Fund Balance 37.3% 2010 Labor contracts are honored All non-union salary increases are 0.0% Non-tax revenues are projected to increase by 1.0% Non-personnel expenditures are projected to increase by 2.0% Personnel reductions from 2009 are carried forward Tax levy shifts to maintain General Fund operations are continued Budget is Balanced at 27,933,700 Ending Fund Balance 36.7% 2011 All salary increases are 0.0% from 2010 Non-tax revenues are projected to increase by 1.0% Non-personnel expenditures are projected to increase by 2.0% Personnel reductions from 2009/2010 are carried forward Tax levy shifts to maintain General Fund Operations are continued. Budget is Balanced at 28,450,700 Ending Fund Balance 35.6% 2010 & 2011 Final Levy Limit Statutes May Require Additional Adjustments to 2010 and 2011. Future Allocation of the tax levy is monitored and potentially returned to earlier relationships depending on circumstances. Fund balance is restored to the 40 to 45 percent range. Budget Calendar May 5 Kickoff meeting May 6 Excel Workbooks distributed to Departments: • Detail, Personal Services, and Summary worksheets • Performance Indicators and Position Inventory worksheets June 9 Brief budget process update to Council at Special CC meeting June 19 Five (5) paper copies of entire operating/capital budget submittal due: one each to Tom Hedges, Gene VanOverbeke, Tom Pepper and Jake Nicklay. Electronic version of everything to Jake Nicklay, Tom Pepper and Dianne Miller. • Operating budget a) Three-sheet Excel workbook b) The usual supporting forms (seasonal/OT, travel, capital, etc.) c) Updated budget book sections i. Performance Indicators (Excel) ii. Position Inventory/2010 Work Plan (Excel) iii. Highlights and Changes (Word) d) Departmental revenue projections e) Additional supporting documentation as necessary • Capital equipment budget (Part 11 CIP - Vehicles & Equipment) a) Summary of 5-year (2010-2014) plan b) Capital outlay justification sheet for each item • Facility Renewal & Replacement proposals a) Summary of 5-year (2010-2014) plan - don't include in operating budget . b) Capital outlay justification sheet for each item June 22 - early-July Budget team meets with Departments to review requests Finance prepares preliminary revenue estimates August City Administrator's recommended budget is presented to Council at special meeting September 15 Preliminary levy is certified.to County Early-December Truth-in-Taxation hearing Mid-December Final 2010 budget and levy are adopted by CC